Bank / Wealth / TrustRIA · CRD 307787SEC-Registered

Updated:

Oceanis Financial Advisors

Oceanis Financial Advisors is a boutique investment and advisory services firm offering discretionary investment advisory and consulting services.

Oceanis Financial Advisors logo

Oceanis Financial Advisors

Oceanis Financial Advisors is a boutique investment and advisory services firm offering discretionary investment advisory and consulting services. OFA executes custom client plans and serves individuals, small businesses, and institutional clients. The firm currently serves clients in Spain, Colombia, Venezuela, and the United States and has assets under management of $195 million.

General information

Firm type

Bank / Wealth / Trust

Year founded

2020

AUM

$195M

Location

Region

North America

Country

United States

City

Miami

Corporate office

Miami, FL, United States

Principals

Alberto Otero

CEO

Michele Paradiso

Chief Compliance Officer

Alberto Otero

principal

Michele Paradiso

principal

Frequently asked questions

Who runs investment decisions at Oceanis Financial Advisors?

Oceanis does not publicly identify its principals, investment committee members, or senior advisors. The firm describes its decision-making as conducted by in-house experts, but no named individuals are disclosed on its website or in public filings.

Does Oceanis publish its assets under management or advisement?

No. Oceanis does not disclose assets under management or advisement on its website, in regulatory filings, or through public statements. The firm's scale is not publicly verifiable.

What investment vehicles does Oceanis use to implement client portfolios?

Oceanis cites mutual funds, closed-end funds, exchange-traded funds, and separate managed accounts as core implementation tools. The firm also mentions options writing and trading strategies, with impact investing and ESG considerations available for clients exploring foreign-currency purchases or new-market operations.

How does Oceanis source or select clients?

Oceanis states it is selective about client relationships, describing itself as 'not for everyone' and emphasizing a mutual-fit evaluation before engagement. The firm targets individuals, small businesses, and institutional clients but does not disclose specific client-acquisition channels or networks.

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