# Octagon Asset Management

Octagon Asset Management is an Asset Manager based in Charlotte, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** Charlotte, United States
- **Region:** North America
- **Address:** Bethesda, MD, United States
- **Assets under management:** Undisclosed
- **Website:** www.octagonam.com
- **LinkedIn:** https://www.linkedin.com/company/octagon-llc

## Regulatory record

- **CRD number:** 286248
- **SEC file number:** 801-110412
- **Registration status:** Registered
- **Reports private funds:** Yes
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/286248

## About

Octagon Asset Management is an SEC-registered investment adviser in Charlotte, NC, registered since 2017. The firm manages $221 million in assets, with $4 million on a discretionary basis. It has 4 employees and 3 investment advisers.

## Sectors

- Commodities
- Structured Finance
- Trade Finance

## Offices

- Seoul
- Boca Raton
- Durham
- Seongnam
- New York
- Pleasanton
- Boston
- Denver

## Questions

### What does Octagon Asset Management invest in?

Octagon Asset Management specializes in structured trade and commodity finance. The firm originates secured, short-duration transactions backed by physical collateral such as commodities in transit or storage. It does not make equity investments or participate in direct company ownership.

### How large is Octagon Asset Management?

Octagon Asset Management does not publicly disclose assets under management, team size, or named principals. The firm lists nine offices across the United States and Asia but provides no numbers on its website. Public records offer no independent verification of scale.

### Can external parties propose deals to Octagon?

Yes. Octagon Asset Management maintains a dedicated "Propose a Deal" page on its website, allowing third parties to submit transaction proposals directly. This open-sourcing approach is relatively rare in relationship-driven trade finance.

### What is Octagon's regulatory posture?

Octagon Asset Management, LLC is a US-based limited liability company. The firm does not disclose regulatory registrations or licenses on its public website. Specific compliance with SEC, CFTC, or foreign financial authorities is not verifiable from public sources.

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Last updated: 2026-06-03T20:00:00.000Z

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