# October Wealth Advisors

October Wealth Advisors is a Bank / Wealth / Trust based in Fort Smith, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Fort Smith, United States
- **Region:** North America
- **Address:** Fort Smith, AR, United States
- **Founded:** 2010
- **Assets under management:** Under $100M (Altss estimate)
- **Website:** octwealth.com
- **LinkedIn:** https://linkedin.com/company/october-wealth-advisors-inc

## Regulatory record

- **CRD number:** 153993
- **SEC file number:** 801-124993
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-02-11T06:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/153993

## About

October Wealth Advisors opened in 2010 in Fort Smith, Arkansas, under President David C. Craig, a University of Arkansas–trained finance and economics graduate who spent two decades at Paul Manners & Associates before launching the independent practice. Craig holds Series 2 and 63 licenses dating to the early 1990s. The firm discloses no single-family wealth origin or institutional backer. Craig and investment advisors Jon-Erik Garrido and Erin J. Craig construct portfolios using common and preferred equities, equity ETFs and mutual funds, plus municipal and corporate bonds and fixed-income ETFs and mutual funds. The firm does not indicate venture, private equity, real estate, or credit funds among its offerings. Client account types span IRAs, individual taxable accounts, educational savings vehicles, and foundation and educational endowment funds, pointing to a local and regional high-net-worth and nonprofit client base rather than institutional limited partners. No geographic footprint outside Arkansas is claimed. Three professionals are listed on the firm’s website — Craig, Garrido (Series 65, with a prior engineering and energy-services background), and Erin J. Craig (who joined in 2020 after stints in public education and community banking). The firm operates from a single Fort Smith office and publishes no AUM, no separate philanthropic foundation, and no disclosed co-investment vehicles or peer networks. October Wealth Advisors functions as a classic Main Street registered investment advisor rather than a multi-family office or alternatives allocator. Its structural differentiator is a deliberate absence of institutional complexity: no fund structures, no outside GPs, and a public-markets-only mandate delivered by a three-person team to individual Arkansas clients.

## Sectors

- Wealth Management

## People

- David C. Craig — President
- Jon-Erik Garrido — Investment Advisor
- Erin J. Craig — Investment Advisor

## Questions

### Who runs investment decisions at October Wealth Advisors?

President David C. Craig leads investment decision-making. Craig founded the firm in 2010 after 20 years at Paul Manners & Associates and holds Series 2 and 63 licenses. Investment advisors Jon-Erik Garrido (Series 65) and Erin J. Craig support client relationships and portfolio construction, per the firm’s website.

### Does October Wealth Advisors invest in private markets or alternatives?

No. The firm’s disclosed portfolio specializations are entirely public-market: common and preferred equities, equity ETFs and mutual funds, plus municipal and corporate bonds and fixed-income ETFs and mutual funds. There is no mention of venture capital, private equity, real estate, private credit, or hedge fund allocations on its website.

### What types of clients does October Wealth Advisors serve?

The firm structures accounts for individuals, retirement savers (IRAs), educational savers, and foundation and educational endowment funds. Its Fort Smith, Arkansas base and account-type mix suggest a clientele of local high-net-worth individuals, families, and nonprofit organizations rather than large institutions.

### What is the firm’s known posture on co-investments alongside external GPs?

October Wealth Advisors does not disclose participation in co-investments or GP relationships. Its investment menu is limited to publicly traded securities and funds, with no indication of external general partner commitments or direct co-investment activity.

## Related profiles

- [Octerra Capital](https://altss.com/profile/octerra-capital)
- [Octogone Group](https://altss.com/profile/octogone-group)

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Last updated: 2026-06-03T20:00:00.000Z

Canonical page: https://altss.com/profile/october-wealth-advisors

Maintained by Altss — https://altss.com — methodology: https://altss.com/methodology