# Open Window Financial Solutions

Open Window Financial Solutions is a Bank / Wealth / Trust based in Reno, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Reno, United States
- **Region:** North America
- **Address:** Reno, Nevada, United States
- **Founded:** 2018
- **Assets under management:** Undisclosed
- **Website:** openwindowfinancial.com
- **LinkedIn:** https://www.linkedin.com/company/open-window-financial-solutions-ltd-

## Regulatory record

- **CRD number:** 131562
- **SEC file number:** 801-114451
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/131562

## About

Open Window Financial Solutions is an SEC-registered investment adviser in Reno, NV, registered since 2018. The firm manages $284 million in regulatory assets. It has 6 employees and 3 investment advisers.

## Questions

### Who runs Open Window Financial Solutions?

No principals are publicly identified. Nevada business registry records list a registered agent, but that is a statutory role for service of process and does not confirm operational leadership. No LinkedIn profiles, industry directory entries, or local media coverage name the firm's founder or current management.

### How can an allocator diligence a firm with no public footprint?

Direct contact is the only option. Request a copy of the firm's Form ADV Part 2A if they hold themselves out as an RIA, or a client relationship summary (Form CRS) if they operate under a broker-dealer. Absent these, ask for references, a statement of custody practices, and clarity on whether any principal holds a series license or CFP designation through FINRA BrokerCheck or the CFP Board.

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- [Open Wealth Management](https://altss.com/profile/open-wealth-management)
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Last updated: 2026-06-03T20:00:00.000Z

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