# Oppenheimer & Co.

Oppenheimer & Co. is a RIA based in New York, United States.

## Overview

- **Organization type:** RIA
- **Headquarters:** New York, United States
- **Region:** North America
- **Address:** New York, NY, United States
- **Founded:** 1881
- **Assets under management:** Undisclosed
- **Website:** www.oppenheimer.com

## Regulatory record

- **CRD number:** 249
- **SEC file number:** 801-887
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/249

## About

Oppenheimer & Co. is an SEC-registered investment adviser in New York, NY, since 1955. The firm manages $36.7 billion in assets, with $14.2 billion on a discretionary basis. It has 2806 employees and 1219 investment advisers.

## Sectors

- Wealth Management
- Capital Markets
- Investment Banking
- Public Equities
- Fixed Income

## Offices

- Chicago, IL, United States

## People

- John Stoltzfus — Chief Investment Strategist

## Questions

### Who runs investment decisions at Oppenheimer & Co.?

The firm's Chief Investment Strategist, John Stoltzfus, provides market strategy and asset allocation guidance. Investment decisions are executed by financial professionals across the firm's branch network, using Oppenheimer's research and proprietary insights to customize client portfolios.

### How does Oppenheimer source its deal flow?

Oppenheimer sources opportunities through its wealth management, capital markets and investment banking divisions, leveraging relationships with middle-market and emerging-growth companies, municipalities, and institutions. The firm's 924 financial professionals and branch offices provide a broad network for originating ideas.

### What investment stages does Oppenheimer typically target?

The firm focuses on publicly traded securities, fixed income, and customized portfolios for individuals and institutions. Its investment banking arm serves emerging-growth and middle-market companies through M&A advisory and capital raising, not direct venture or private equity.

### Which sectors does Oppenheimer explicitly avoid?

Oppenheimer does not publicly disclose any explicit avoidance sectors. Its research and advisory activities span industrials, technology, financials, energy, healthcare and other sectors, with recent additions in industrials research.

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Last updated: 2026-06-03T20:00:00.000Z

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