# Optimal Wealth Advisors

Optimal Wealth Advisors is an Asset Manager based in Dallas, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** Dallas, United States
- **Region:** North America
- **Assets under management:** Undisclosed
- **Website:** optimalwealth.com
- **LinkedIn:** https://www.linkedin.com/company/optimal-wealth-advisors

## Regulatory record

- **CRD number:** 149602
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/149602

## About

Optimal Wealth Advisors is a fiduciary financial advisory firm that provides investment management and strategic wealth planning for individuals and families. The firm specializes in retirement planning and also offers asset management, insurance planning, estate planning, annuities, and tax planning. It emphasizes unbiased advice aligned with clients’ long-term goals.

## Sectors

- Individuals and families

## People

- Lance Riddle — CFP®, Certified Financial Planner™

## Questions

### How is Optimal Wealth Advisors structured as an advisory business?

The firm is organized as a limited liability company and operates as a registered investment advisor (RIA). This structure places it under the regulatory oversight of the SEC or relevant state securities authorities. As an RIA, it provides discretionary portfolio management and financial planning services under a fiduciary standard, which legally requires it to act in its clients' best interests.

### What types of assets does the firm manage for clients?

Optimal Wealth Advisors constructs portfolios primarily from public equities and fixed-income securities. Client accounts are managed on a discretionary basis, meaning the firm executes trades and rebalances without requiring prior approval for each transaction. The specific asset-class mix is tailored to individual client mandates, risk tolerances, and financial plans.

### Does Optimal Wealth Advisors offer proprietary investment products?

No. As an independent RIA with no broker-dealer parent or in-house product shelf, the firm does not manufacture or distribute proprietary mutual funds, ETFs, or structured products. Its portfolio construction is generally manager-agnostic, selecting securities and third-party funds based on the client's specific investment policy statement.

### What is the firm's regulatory status and fiduciary obligation?

Optimal Wealth Advisors is a registered investment advisor and is held to the fiduciary standard under the Investment Advisers Act of 1940. This means it must avoid conflicts of interest, make full disclosure, and place client interests ahead of its own. The firm's Form ADV, filed with regulators and available to the public, details its services, fee schedule, and any disciplinary history.

### Who are the typical clients of Optimal Wealth Advisors?

The firm serves individuals and high-net-worth families. Its client base does not include large institutional investors, pension funds, or endowments based on available filings. The advisory is focused on personalized financial planning and discretionary investment management for a concentrated book of private client relationships.

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Last updated: 2026-08-11T15:07:41.444Z

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