# Otto & Associates

Otto & Associates is a Bank / Wealth / Trust based in Norwich, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Norwich, United States
- **Region:** North America
- **Address:** 16 Beaver Meadow Road, Suite 2, Norwich, VT 05055, United States
- **Assets under management:** Undisclosed
- **Website:** www.ottoandassociates.com

## Regulatory record

- **CRD number:** 109493
- **SEC file number:** 801-58024
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/109493

## About

Otto & Associates is an SEC-registered investment adviser in Norwich, VT, registered since 2000. The firm manages $287 million in assets. It has 6 employees and 3 investment advisers.

## People

- Otto — Principal

## Questions

### Is Otto & Associates a fiduciary?

Yes. The firm states it adheres to a fiduciary standard that requires acting in the best interest of clients at all times, avoiding conflicts of interest, disclosing unavoidable conflicts, and not accepting referral fees or compensation contingent on the purchase or sale of financial products.

### What does fee-only mean in Otto & Associates' model?

The firm does not represent any product companies, receive commissions for selling particular products, or accept compensation from anyone other than its clients. This structure removes the incentive to recommend financial products based on commission rather than client suitability.

### Is Otto & Associates managing outside institutional capital?

No. The firm's disclosed service set targets individual clients for comprehensive financial planning — including investment management, retirement, estate, and tax planning — rather than institutional allocators, pooled funds, or external LP vehicles.

### Is Otto & Associates currently accepting new clients?

As of April 2025, the firm published a notice on its website that it is pausing intake of new clients and will update the site when that status changes.

### Does Otto & Associates have offices beyond Vermont?

No additional offices are disclosed. The firm lists a single mailing and physical address in Norwich, Vermont.

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Last updated: 2026-06-03T20:00:00.000Z

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