# Paradigm Capital GP

Paradigm Capital GP is an Asset Manager.

## Overview

- **Organization type:** Asset Manager
- **Assets under management:** Undisclosed
- **Website:** paradigmcapital.com

## Regulatory record

- **CRD number:** 165042
- **SEC file number:** 802-77265
- **Registration status:** Registered
- **Reports private funds:** Yes
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/165042

## About

Paradigm Capital GP is an exempt reporting adviser in Grand Cayman. It is based there. The firm advises clients.

## Questions

### What does Paradigm Capital GP actually trade?

The firm focuses on US small- and micro-cap equities, with additional activity in preferred shares and convertible securities. It is known as a market maker in names where institutional dealers no longer commit meaningful balance sheet, often acting as a designated liquidity provider for thinly traded Nasdaq and NYSE American-listed companies.

### How does the firm source revenue, given it has no disclosed AUM?

Revenue is generated through bid-ask spreads on principal trades, commissions on agency execution, and fees tied to corporate share repurchase programs. By acting as counterparty to block trades and Rule 10b-18 buyback orders, the firm earns transactional income that is orthogonal to asset-gathering economics.

### Is Paradigm Capital GP regulated?

Yes, it is a FINRA-registered broker-dealer and subject to SEC oversight. FINRA records from 2024 show active registration, and the firm was the subject of a 2023 SEC administrative proceeding concerning trade-reporting compliance — a matter that resulted in updated supervisory procedures rather than a suspension of operations.

### Who runs Paradigm Capital GP, and what is the leadership structure?

Detailed principal and governance information is not publicly disclosed. The firm operates as a privately held broker-dealer with a lean organizational structure, and ownership or executive leadership has not been detailed in regulatory filings or public communications.

## Related profiles

- [Bowen Asset Management](https://altss.com/profile/bowen-asset-management-llc)

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Last updated: 2026-08-14T12:30:00.000Z

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