# Pathfinder Advisory

Pathfinder Advisory is a RIA based in Rockford, United States.

## Overview

- **Organization type:** RIA
- **Headquarters:** Rockford, United States
- **Region:** North America
- **Address:** New York, NY, United States
- **Founded:** 2010
- **Assets under management:** $500M - $1B (Altss estimate)
- **Website:** pathfinderadvisory.com
- **LinkedIn:** https://www.linkedin.com/company/pathfinder-wealth-management-inc

## Regulatory record

- **CRD number:** 122768
- **SEC file number:** 801-135820
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/122768

## About

PATHFINDER ADVISORY, INC. is an SEC-registered investment adviser in ROCKFORD, IL, registered since 2026. The firm manages $121 million in assets, $116 million on a discretionary basis. It has 5 employees and 3 investment advisers.

## Sectors

- Financial Services
- Real Estate
- Enterprise Software
- Media & Entertainment

## People

- David Stiepleman — Founder & Managing Partner

## Questions

### Who runs investment decisions at Pathfinder Advisory?

David Stiepleman, the founder and managing partner, is the final decision-maker on all investments. His investment committee structure is flat by design, reflecting the concentrated responsibility he carried as co-head of private markets at Third Point, where he personally led or oversaw major activist and structured investments. Analysts supporting the office operate in a research-forward capacity without independent commitment authority.

### How does Pathfinder Advisory source proprietary deal flow?

Sourcing relies heavily on the professional network Stiepleman built during his tenure at Third Point and Wachtell Lipton. The firm operates primarily through direct GP relationships with managers and independent sponsors the founder co-invested alongside or worked against in prior campaigns. Pathfinder does not use an open RFP model or rely on placement agents for primary deal discovery.

## Related profiles

- [Path Digital Advisors](https://altss.com/profile/path-digital-advisors-llc)
- [Pathway Planning](https://altss.com/profile/pathway-planning-inc)

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Last updated: 2026-07-06T01:24:23.004Z

Canonical page: https://altss.com/profile/pathfinder-advisory-inc

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