# Pathfinder Financial Services

Pathfinder Financial Services is an Asset Manager based in United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** United States
- **Region:** North America
- **Assets under management:** Undisclosed
- **Website:** pathfinder-financial-services-llc.com

## Regulatory record

- **CRD number:** 129391
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/129391

## About

PATHFINDER FINANCIAL SERVICES, LLC is a state-registered investment adviser with $90 million in regulatory assets under management. The firm has 2 employees and 2 investment advisers. It operates with a small team.

## Questions

### Why is so little known about this firm?

Small advisory practices sometimes operate under registration exemptions, rely on word-of-mouth referrals, or maintain deliberately low public profiles. The absence of a website or marketing material is unusual but not unprecedented for firms that serve a small, known group of clients.

### Has Pathfinder Financial Services been involved in any enforcement actions?

No SEC, FINRA, or state securities enforcement actions naming Pathfinder Financial Services, LLC have been identified in the public record as of the most recent check.

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Last updated: 2026-06-03T20:00:00.000Z

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