Multi-Family OfficeRIA · CRD 288876SEC-Registered

Updated:

Peak Financial Management

Peak Financial Management was established in 1991 by Pran N. Tiku. The firm provides coordinated wealth services to multiple families from its Wellesley base.

Peak Financial Management

Peak Financial Management was established in 1991 by Pran N. Tiku. The firm provides coordinated wealth services to multiple families from its Wellesley base. The firm allocates across equities, fixed income, real estate, and commodities. It maintains positions in vehicles such as Vanguard STAR Fund, Vanguard Total Stock Market ETF, and SPDR Portfolio MSCI Global Stock Market ETF. Direct security selection is limited; the approach favors indexed and mutual fund structures. Geographic exposure includes confirmed allocations to North America, Europe, Asia, and South America. The firm employs nine professionals. It maintains relationships with custodians Charles Schwab and Fidelity, plus Orion Advisor Technology for platform support. Pran Tiku supports The Brookline Center for Community Mental Health. No material operational events occurred in the last 24 months. Peak Financial Management operates as a registered investment adviser rather than a discretionary private fund vehicle. This structure keeps client assets in separately managed accounts with transparent custody at third-party banks.

General information

Firm type

Multi Family Office

Year founded

1991

Location

Region

North America

Country

United States

City

Wellesley

Corporate office

20 William Street, Suite 135, Wellesley, MA 02481, United States

Principals

Pran N. Tiku

Founder

Neel Tiku

Managing Director

Jeffrey Smith

Chief Investment Officer

Shaun Thompson

Chief Compliance Officer

Sector focus

Wealth ManagementInvestment ManagementPhilanthropic / Mission-Related Investing

Frequently asked questions

Who runs investment decisions at Peak Financial Management?

Pran N. Tiku serves as founder. Jeffrey Smith acts as chief investment officer. The team implements allocations through indexed mutual funds and ETFs.

Does Peak Financial Management participate in fund commitments or only direct deals?

The firm does not run a direct deal program. It deploys through mutual funds and exchange-traded funds rather than individual securities or private fund commitments.

What investment stages does Peak Financial Management typically target?

The firm focuses on liquid public market exposures. It does not target venture, growth equity, or private equity stages.

Where does the underlying wealth come from?

The firm serves affluent families and institutions. No single wealth origin or founding family is publicly disclosed.

Does Peak Financial Management maintain philanthropic structures?

Founder Pran N. Tiku supports The Brookline Center for Community Mental Health. No separate family foundation vehicle is disclosed.

How does Peak Financial Management source proprietary deal flow?

The firm does not pursue proprietary private deals. Allocations rely on established mutual fund and ETF vehicles.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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