# Peak Wealth Management

Peak Wealth Management is a Bank / Wealth / Trust based in Saratoga Springs, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Saratoga Springs, United States
- **Region:** North America
- **Address:** Nashua, NH, United States
- **Founded:** 2015
- **Assets under management:** Undisclosed
- **Website:** peakwm.com
- **LinkedIn:** https://www.linkedin.com/company/peak-wealth-mgmt

## Regulatory record

- **CRD number:** 332411
- **SEC file number:** 801-130972
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/332411

## About

Peak Wealth Management launched in 2015 in Nashua, New Hampshire, as a registered investment advisor by Lee Phipps. The firm emerged during a period when the Department of Labor's fiduciary rule was pushing more advisors toward independent, fee-only structures. Phipps structured the firm to serve individuals and high-net-worth clients through financial planning and discretionary portfolio management, operating under the fiduciary standard that defines the RIA channel. The firm's investment approach centers on model-driven portfolio construction and ongoing rebalancing for individual clients. Asset-class coverage includes domestic equities, fixed income, and ETF-based strategies, with allocations tailored to client risk profiles rather than institutional-style fund commitments. Peak Wealth Management does not participate in direct private investments, venture capital, or alternative assets commonly seen in family office structures. The firm's geographic footprint is concentrated in southern New Hampshire and the Merrimack Valley, serving a local client base through its Nashua office. Peak Wealth Management operates as a lean advisory practice. While exact team size and assets under management are not publicly disclosed, the firm's regulatory filings as a state-registered RIA in New Hampshire confirm its footprint remains below the $100 million threshold that would trigger SEC registration. The firm maintains no additional offices or adjacent vehicles such as philanthropic foundations or real-asset arms. No named portfolio companies, institutional co-investors, or club-deal structures are part of its documented operating model. What distinguishes Peak Wealth Management from larger regional wealth managers is its posture as a local, owner-operated RIA. The firm's succession and governance structure remain tied to its founder, Lee Phipps, with no publicly announced partnership transitions or acquisition by an aggregator platform. This independence shapes its client relationships and investment committee decisions.

## Questions

### How does Peak Wealth Management charge for its services?

As a fee-only RIA, Peak Wealth Management charges clients based on a percentage of assets under management or through fixed planning fees. The firm does not earn commissions on product sales, aligning with the fiduciary standard required of registered investment advisors (per the firm's regulatory filings).

### Where does Peak Wealth Management's client base come from?

The firm's client base is concentrated in southern New Hampshire and the Merrimack Valley. As a local advisory practice, its sourcing model relies on community relationships, referrals, and the founder's professional network rather than institutional marketing or platform aggregation.

## Related profiles

- [Peachtree Wealth Advisors](https://altss.com/profile/peachtree-wealth-advisors)
- [Peak Wealth Solutions](https://altss.com/profile/peak-wealth-solutions)

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Last updated: 2026-06-03T20:00:00.000Z

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