# Peak Wealth Planning

Peak Wealth Planning is a RIA.

## Overview

- **Organization type:** RIA
- **Founded:** 2014
- **Assets under management:** Undisclosed
- **Website:** https://peakwealthplanning.com
- **LinkedIn:** https://www.linkedin.com/company/peak-wealth-planning-llc

## Regulatory record

- **CRD number:** 170262
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/170262

## About

Peak Wealth Planning specializes in guiding ESOP participants, professionals nearing retirement, and entrepreneurs to achieve their retirement goals. The firm designs strategies that align clients' wealth with their goals and vision for the future. It helps manage investments, protect wealth, and ensure a predictable retirement income stream so clients can live their retirement vision.

## People

- Peter Newman — President & Founder
- Afton Swenor — Client Care Coordinator
- Melissa Tyler — Operations Coordinator
- Nathan Gale — Financial Planner
- Carmen Egolf — Marketing Director

## Questions

### How is Peak Wealth Planning regulated?

As a Registered Investment Advisor (RIA), Peak Wealth Planning is subject to fiduciary duty under the Investment Advisers Act of 1940. This legal standard requires the firm to put client interests ahead of its own.

### What is Peak Wealth Planning's minimum investment threshold?

The firm does not publicly disclose a minimum account size. Many smaller RIAs set thresholds based on the complexity and scope of services required.

## Related profiles

- [ABG Financial Services](https://altss.com/profile/abg-financial-services-inc)
- [Solid Rock Wealth Management](https://altss.com/profile/solid-rock-wealth-management)

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Last updated: 2026-08-11T15:07:41.444Z

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