# Peconic Asset Planning

Peconic Asset Planning is a Bank / Wealth / Trust based in Riverhead, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Riverhead, United States
- **Region:** North America
- **Address:** Riverhead, NY, United States
- **Founded:** 2002
- **Assets under management:** Undisclosed
- **Website:** peconicassetplanning.com
- **LinkedIn:** https://www.linkedin.com/company/peconic-asset-planning

## Regulatory record

- **CRD number:** 310121
- **SEC file number:** 801-123475
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-01-27T06:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/310121

## About

Peconic Asset Planning was established in 2002 and is headquartered in Riverhead, New York. The firm provides investment advisory and financial planning services to a client base that includes individuals, high-net-worth individuals, trusts, and estates. Its location on Long Island's East End places it in a region with significant seasonal and permanent affluent populations, though the firm's specific scale and client profile remain undisclosed in public records. The firm's disclosed advisory services span portfolio management, retirement planning, and broader financial planning. Public filings with the SEC indicate that Peconic Asset Planning participates in both discretionary and non-discretionary account management for individual and institutional clients. The precise asset-class mix, deployment vehicles, and investment-stage preferences have not been detailed in publicly accessible communications. Without named portfolio positions or co-investor disclosures, the strategy can only be broadly characterized as a generalist wealth management practice serving the local community. As of the latest available regulatory records, the firm operates with a small team from its single office in Riverhead. No additional offices, philanthropic foundations, real-asset arms, or private-club memberships have been disclosed. Peconic Asset Planning has not publicized recent hires, fund launches, acquisitions, or leadership transitions within the past 24 months that appear in verifiable sources. Structurally, Peconic Asset Planning differs from larger multi-family offices and institutional allocators by operating as a locally embedded advisory practice rather than a centralized asset-gathering platform. Its regulatory posture, as a registered investment adviser, requires a fiduciary duty to clients.

## Questions

### What types of clients does Peconic Asset Planning serve?

According to regulatory filings, Peconic Asset Planning advises individuals, high-net-worth individuals, trusts, and estates. The firm's location in Riverhead positions it to serve both year-round residents and seasonal property owners on Long Island's East End. No further client segmentation detail is publicly available.

### How does Peconic Asset Planning approach portfolio management?

The firm provides both discretionary and non-discretionary portfolio management services, according to its regulatory profile. Specific asset-allocation frameworks, manager-selection processes, and investment-committee structures have not been detailed in public communications.

### What is the firm's scale in terms of assets under management?

Peconic Asset Planning does not publicly disclose its assets under management. The firm has not been cited by major financial publications regarding AUM figures, and its regulatory filing category does not independently confirm or estimate total client assets.

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Last updated: 2026-08-11T02:43:31.692Z

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