# PGP Wealth Services

PGP Wealth Services is a Bank / Wealth / Trust based in Burbank, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Burbank, United States
- **Region:** North America
- **Address:** Burbank, CA, United States
- **Founded:** 2009
- **Assets under management:** Undisclosed
- **Website:** pgpwealthservices.com
- **LinkedIn:** https://www.linkedin.com/company/pgp-wealth

## Regulatory record

- **CRD number:** 151373
- **SEC file number:** 801-123430
- **Registration status:** Registered
- **Latest Form ADV filing:** 2026-02-25T06:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/151373

## About

PGP Wealth Services was founded in 2009 and operates as a registered investment advisor domiciled in Burbank, California. The firm advises individuals, small businesses, and high-net-worth clients, a structure that places it in the sprawling independent RIA channel rather than inside a wirehouse or bank wealth-management division. Its ADV filings confirm a core of portfolio management and asset-allocation services delivered directly to retail and accredited-investor households. The firm's investment approach spans publicly traded equities, fixed-income instruments, and pooled investment vehicles such as mutual funds and ETFs — the standard toolkit for an advisory practice of this scale. Asset-class exposure is typically implemented through third-party strategies rather than direct alternatives or proprietary products. Geographic focus remains concentrated in the greater Los Angeles market and broader Southern California region, reflecting the firm's office footprint and client-origination patterns. No additional offices, philanthropic vehicles, or adjacent operating businesses are associated with the firm in public records. What distinguishes PGP structurally from thousands of similarly situated RIAs is the combination of an early post-financial-crisis founding date with a sustained, independent, single-office model. That longevity implies a succession structure or principal commitment that has withstood the consolidation pressure that pushed many 2009-vintage advisors into aggregator platforms by the late 2010s. The firm remains a pure fiduciary, non-broker-dealer practice — a shrinking subset of the advisory universe as hybrid RIA/BD models have proliferated.

## Questions

### What is PGP Wealth Services' regulatory structure?

PGP Wealth Services operates as a registered investment advisor, a designation that imposes a fiduciary duty to act in clients' best interests. This separates it from broker-dealer models that operate under a suitability standard. The firm's Form ADV filings govern its disclosures around fees, services, and conflicts of interest.

### Does PGP Wealth Services manage assets for institutional investors?

Public filings describe the firm's client base as individuals, small businesses, and high-net-worth individuals. There is no indication of institutional separate accounts, pooled fund vehicles for qualified purchasers, or a dedicated institutional group within the practice.

### What is PGP's approach to alternative investments?

The firm's disclosed investment strategy relies primarily on equities, fixed-income, and pooled vehicles like mutual funds and ETFs. There is no public evidence of a direct private equity, venture capital, or private credit platform, nor is the firm structured to originate private-market co-investments.

## Related profiles

- [PGI Wealth Management](https://altss.com/profile/pgi-wealth-management)
- [Phalanx Impact Partners](https://altss.com/profile/phalanx-impact-partners)

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Last updated: 2026-08-11T02:43:31.692Z

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