# Phase 3 Capital Management

Phase 3 Capital Management is an Asset Manager based in Boca Raton, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** Boca Raton, United States
- **Region:** North America
- **Address:** Chicago, IL, United States
- **Assets under management:** Undisclosed
- **Website:** phase3capital.com
- **LinkedIn:** https://www.linkedin.com/company/phase-3-capital-management-llc

## Regulatory record

- **CRD number:** 294408
- **SEC file number:** 801-113155
- **Registration status:** Registered
- **Reports private funds:** Yes
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/294408

## About

PHASE 3 CAPITAL MANAGEMENT LLC is an SEC-registered investment adviser in Boca Raton, FL, registered since 2018. The firm manages approximately $2.5 billion in assets. It has 9 employees and 4 investment advisers.

## Sectors

- Private Credit
- Real Estate
- Infrastructure

## Questions

### What is Phase 3 Capital Management's investment focus?

Phase 3 Capital concentrates on private credit, real estate, and infrastructure assets in the North American middle market. The firm targets defensive, income-oriented opportunities that arise from structural complexity or regulatory shifts. It does not invest in venture stage companies or public equities.

### Who runs Phase 3 Capital Management?

Phase 3 Capital Management does not publicly list its leadership team or investment professionals. No named principals are available in public records or the firm's limited web presence. This opaque governance structure makes external due diligence challenging.

### Where is Phase 3 Capital Management located?

The firm is headquartered in Chicago, Illinois, United States. No other office locations have been publicly identified. The single-office setup aligns with its lean operational footprint.

### What is known about Phase 3 Capital's track record?

No specific performance data, AUM figures, or portfolio company names are publicly available. The firm does not promote case studies or past returns. This lack of transparency is common for low-profile institutional managers that raise capital through private networks.

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- [Smith Capital Investors](https://altss.com/profile/smith-capital-investors-llc)
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Last updated: 2026-06-03T20:00:00.000Z

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