# Philip J. Sagan Financial Consulting

Philip J. Sagan Financial Consulting is an Asset Manager based in Newton, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** Newton, United States
- **Region:** North America
- **Address:** Chicago, IL, United States
- **Assets under management:** Undisclosed
- **LinkedIn:** https://www.linkedin.com/company/philip-sagan

## Regulatory record

- **CRD number:** 130358
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/130358

## About

PHILIP J. SAGAN FINANCIAL CONSULTING, INC. is a state-registered investment adviser in NEWTON, MA. It has 1 employee and 1 investment adviser. The firm is based in NEWTON, MA.

## People

- Philip J. Sagan — President

## Questions

### How does the firm handle succession and business continuity?

The firm's status as a sole proprietorship led by a single named principal raises important continuity considerations. There is no publicly identified successor or junior partner designated to assume client responsibilities. Advisors in similar structural positions often have informal buy-sell agreements with a peer professional or rely on a named executor to transition client accounts to a successor firm. Prospective clients should request clarity on the written succession plan, as this is a critical vulnerability in single-advisor practices.

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Last updated: 2026-06-03T20:00:00.000Z

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