# Phillip James Financial

Phillip James Financial is a Bank / Wealth / Trust based in Plymouth, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Plymouth, United States
- **Region:** North America
- **Address:** Plymouth, MN, United States
- **Founded:** 2021
- **Assets under management:** Undisclosed
- **Website:** phillipjamesfinancial.com
- **LinkedIn:** https://www.linkedin.com/company/phillip-james-financial

## Regulatory record

- **CRD number:** 168228
- **SEC file number:** 801-120327
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-03-27T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/168228

## About

Phillip James Financial is an SEC-registered investment adviser in Plymouth, MN, registered since 2021. The firm manages $222 million in assets, with $219 million on a discretionary basis. It has 3 employees and 2 investment advisers.

## Sectors

- Wealth Management
- Financial Planning

## People

- Timothy M. Davis — Founder and CEO

## Questions

### Is Phillip James Financial a fiduciary?

Yes. As a registered investment advisor (RIA) regulated by the SEC or the state of Minnesota, Phillip James Financial is legally bound by the fiduciary standard under the Investment Advisers Act of 1940. This requires the firm to act in the best interests of its clients at all times, disclose any conflicts of interest, and avoid compensation structures that incentivize unsuitable recommendations. The firm's status as a fee-only advisor reinforces this by eliminating commissions.

## Related profiles

- [Philips North America Master Retirement Trust](https://altss.com/profile/philips-north-america-master-retirement-trust)
- [Phillips Wealth Partners](https://altss.com/profile/phillips-wealth-partners)

---

Last updated: 2026-06-03T20:00:00.000Z

Canonical page: https://altss.com/profile/phillip-james-financial

Maintained by Altss — https://altss.com — methodology: https://altss.com/methodology