# PlanVest Financial

PlanVest Financial is a Multi Family Office based in Gaithersburg, United States.

## Overview

- **Organization type:** Multi Family Office
- **Headquarters:** Gaithersburg, United States
- **Region:** North America
- **Address:** New York, NY, United States
- **Founded:** 1999
- **Assets under management:** $750 million (Altss estimate)
- **Website:** planvestfinancial.com
- **LinkedIn:** https://www.linkedin.com/company/mike-mattison-chfebc-98621715

## Regulatory record

- **CRD number:** 290306
- **SEC file number:** 801-131058
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/290306

## About

PLANVEST FINANCIAL, INC. is an SEC-registered investment adviser in Gaithersburg, MD, registered since 2024. The firm manages approximately $176 million in regulatory assets. It has 8 employees and 6 investment advisers.

## Sectors

- Wealth Management
- Financial Planning

## Offices

- Morristown, NJ
- Greenville, SC

## People

- Thomas J. Hugar — CEO, CCO
- Edward J. Kohlhepp, Jr. — President

## Questions

### Who runs investment decisions at PlanVest Financial?

Thomas Hugar, CEO and Chief Compliance Officer, and Edward Kohlhepp, Jr., President, sit on the investment committee and direct asset allocation and manager selection. Both co-founded the firm in 1999. They are supported by a team that includes multiple CFPs and CPAs, integrating tax and investment decisions.

### Does PlanVest participate in direct investments or only fund commitments?

PlanVest primarily accesses private markets — hedge funds, private equity, and other alternatives — through third-party fund structures. The firm does not market itself as a direct-investment or co-investment shop. Its core competency is manager selection and tax-aware portfolio construction rather than sourcing proprietary direct deals.

### What is PlanVest's known posture on tax strategy within its investment process?

Tax planning is integral, not an overlay. Because the firm's principals came from an accounting and tax practice, portfolio rebalancing, manager selection, and withdrawal sequencing are all executed with an eye toward after-tax outcomes. This includes tax-loss harvesting, asset location across taxable and retirement accounts, and charitable giving integrated via donor-advised funds.

### How does PlanVest source its clients?

Client sourcing has historically come through accounting and legal professional referrals, with a growing secondary channel from family introductions. The firm's three offices in New York, New Jersey, and South Carolina reflect both deliberate geographic expansion and a pattern of serving families who have relocated from the Northeast to the Southeast.

## Related profiles

- [Andrews Investment Management](https://altss.com/profile/andrews-investment-management)

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Last updated: 2026-07-06T01:24:23.363Z

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