# Polen Capital CLO Management Polen Capital CLO Management is an Asset Manager based in Waltham, United States. ## Overview - **Organization type:** Asset Manager - **Headquarters:** Waltham, United States - **Region:** North America - **Address:** Boca Raton, FL, United States - **Assets under management:** Undisclosed - **Website:** polencapital.com ## Regulatory record - **CRD number:** 330470 - **SEC file number:** 801-129899 - **Registration status:** Registered - **Reports private funds:** Yes - **IAPD record:** https://adviserinfo.sec.gov/firm/summary/330470 ## About POLEN CAPITAL CLO MANAGEMENT, LLC is an SEC-registered investment adviser in WALTHAM, MA, registered since 2024. The firm manages approximately $808 million in assets. It has 46 employees and 28 investment advisers. ## Sectors - Private Credit - Structured Credit ## People - Stan Moss — Chief Executive Officer ## Questions ### What is the relationship between Polen Capital CLO Management and Polen Capital? Polen Capital CLO Management is the structured credit division of Polen Capital, an employee-owned investment manager founded in 1979. The parent firm built its reputation on concentrated growth-equity strategies before expanding into credit in 2017. The CLO group operates as an integrated unit within Polen Capital Credit, sharing research infrastructure, risk management, and the firm's majority employee-ownership structure. Stan Moss leads the credit platform as CEO of Polen Capital Credit, reporting into the parent firm's leadership. ### Who runs investment decisions for the CLO platform? Stan Moss, as CEO of Polen Capital Credit, has ultimate oversight of the CLO management business. The investment team includes dedicated CLO portfolio managers and credit analysts who execute bottom-up security selection across senior secured corporate loans. The team draws on Polen Capital's centralized equity and credit research resources, applying fundamental issuer analysis to each loan position. Specific portfolio manager names beyond Moss are not widely disclosed in public sales materials, which is typical for structured credit platforms where investors diligence the team directly during fund marketing processes. ### What does Polen Capital's CLO strategy invest in? The strategy invests primarily in senior secured floating-rate corporate loans to US borrowers, sourced from both the broadly syndicated loan market and middle-market direct lending channels. Portfolios emphasize first-lien positions with strong covenant protections, selected through fundamental credit analysis that models issuer leverage, free cash flow generation, and sector risk. The CLOs are actively managed, with the team trading in secondary markets to manage credit risk and optimize portfolio composition over each vehicle's reinvestment period. ### How does Polen Capital's equity culture influence its CLO management? Polen Capital built its reputation running concentrated, low-turnover growth equity portfolios with holding periods often exceeding five years. That long-horizon mindset transfers to the CLO platform through an emphasis on issuer durability over short-term spread capture. Credit analysts access the same sector research and in some cases the same technology as equity colleagues, giving them a cross-capital-structure view of borrower credit quality. This dual lens can help identify deteriorating credit before loan prices adjust, an informational edge that pure credit shops without equity counterparts rarely possess. ### Is Polen Capital still employee-owned after the iM Global Partner transaction? Yes. In 2022, iM Global Partner acquired a minority equity stake in Polen Capital, but employees retain majority ownership and control of the firm. The transaction provided permanent capital for succession planning and allowed senior employees to monetize a portion of their equity without selling control. The governance structure — with employees holding the majority of voting shares — remains intact, and iM Global Partner's role is limited to providing distribution and operational support as a passive minority investor. ## Related profiles - [Iluka Advisors](https://altss.com/profile/iluka-advisors) - [SILVER ACCOUNTING SERVICE INC.](https://altss.com/profile/silver-accounting-service-inc-dba-silver-financial-service) --- Last updated: 2026-06-03T20:00:00.000Z Canonical page: https://altss.com/profile/polen-capital-clo-management-llc Maintained by Altss — https://altss.com — methodology: https://altss.com/methodology