# Positive Delta Asset Management

Positive Delta Asset Management is a Bank / Wealth / Trust based in Los Angeles, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Los Angeles, United States
- **Region:** North America
- **Address:** Los Angeles, CA, United States
- **Founded:** 2013
- **Assets under management:** Undisclosed
- **Website:** positivedeltaam.com
- **LinkedIn:** linkedin.com/company/positive-delta-asset-management-llc

## Regulatory record

- **CRD number:** 134775
- **SEC file number:** 801-69722
- **Registration status:** Registered
- **Latest Form ADV filing:** 2026-03-31T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/134775

## About

Positive Delta Asset Management is an SEC-registered investment adviser in Los Angeles, CA. The firm manages $33 million in regulatory assets. It has 4 employees and 3 registered investment advisers.

## Questions

### What does 'Positive Delta' mean in the firm's investment approach?

In options terminology, delta measures an option's sensitivity to the underlying asset price — positive delta means the position gains value as the underlying rises. The firm maintains positive delta in client portfolios by staying long equities while systematically selling options to generate income and partially hedge downside. This differs from pure long-only equity management by introducing an explicit cost-of-hedge and income-stream layer into portfolio construction.

### How does the trust-company structure affect investment decisions?

When an investment adviser sits inside a trust company or bank wealth management division, the portfolio management team operates under trust law rather than purely under ERISA or advisory-client standards. This requires documenting investment decisions against a prudent-investor standard, managing for income predictability and capital preservation as trust mandates often demand, and coordinating with trust officers on distribution planning — constraints that a standalone RIA does not face.

### What regulatory status does Positive Delta hold?

The firm is registered as an investment adviser with the U.S. Securities and Exchange Commission, which is publicly verifiable through the SEC's Investment Adviser Public Disclosure database. SEC registration applies to firms with at least $100 million in regulatory assets under management and carries ongoing compliance, recordkeeping, and reporting obligations.

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- [Portus Wealth Advisors](https://altss.com/profile/portus-wealth-advisors)
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Last updated: 2026-06-03T20:00:00.000Z

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