# Prescott Advisors

Prescott Advisors is a RIA.

## Overview

- **Organization type:** RIA
- **Assets under management:** Undisclosed

## Regulatory record

- **CRD number:** 283784
- **SEC file number:** 801-111817
- **Registration status:** Registered
- **Reports private funds:** Yes
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/283784

## About

Prescott Advisors, LLC is an SEC-registered investment adviser in Dallas, TX, registered since 2017. The firm manages approximately $218 million in regulatory assets. It has 21 employees and 21 investment advisers.

## Questions

### What investment stages or asset classes does Prescott Advisors target?

No public information specifies the firm's asset-class focus, stage preference, or sector tags. SEC filings do not require disclosure of portfolio composition for private advisors. Given the firm's silence in media and marketing, its strategy remains unknown.

### Has Prescott Advisors faced any regulatory or compliance actions?

SEC records reviewed as of 2025 show no disciplinary history, regulatory actions, or client complaints against Prescott Advisors or any associated individual. The firm maintains a clean compliance record in its registered capacity (per SEC IARD, 2025).

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Last updated: 2026-07-06T01:24:23.596Z

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