# Professional Asset Management

Professional Asset Management is a RIA.

## Overview

- **Organization type:** RIA
- **Region:** North America
- **Assets under management:** Undisclosed

## Regulatory record

- **CRD number:** 110212
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/110212

## About

PROFESSIONAL ASSET MANAGEMENT, INC is a state-registered investment adviser in OVERLAND PARK, KS. The firm manages $12 million in regulatory assets on a discretionary basis. It has 2 employees and 2 investment advisers.

## Questions

### What regulatory framework does Professional Asset Management operate under?

Professional Asset Management, Inc. is registered as an investment adviser with the SEC or state securities authorities, depending on assets under management. As an RIA, it is subject to the Investment Advisers Act of 1940 and must adhere to fiduciary duty, requiring it to act in clients' best interests. This registration is verifiable through the SEC's Investment Adviser Public Disclosure (IAPD) database.

## Related profiles

- [Sagard Private Equity Solutions](https://altss.com/profile/sagard-private-equity-solutions)
- [Karpus Investment Management](https://altss.com/profile/karpus-investment-management)

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Last updated: 2026-06-03T20:00:00.000Z

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