# PROSPERITY ASSET MANAGEMENT, LLC

PROSPERITY ASSET MANAGEMENT, LLC is a Registered Investment Adviser.

## Overview

- **Organization type:** Registered Investment Adviser

## Regulatory record

- **CRD number:** 286028
- **Registration status:** Registered with state securities authorities; per IAPD as of 2026-10-22
- **Latest Form ADV filing:** 2026-06-10

## About

PROSPERITY ASSET MANAGEMENT, LLC was listed as registered with state securities authorities in the IAPD firm compilation observed on 2026-10-22, with approved registrations in FL, IN, KY, OH. In Form ADV filed on 2026-06-10, it reported 3 employees; 923 advisory accounts; services including Educational seminars and workshops, Financial planning, Portfolio management for individuals and small businesses, Selection of other advisers; client categories including High net worth individuals, Individuals (other than high net worth individuals); compensation arrangements including A percentage of assets under management, Fixed fees. These are dated adviser-reported facts, not independently verified by Altss. Registration does not constitute approval or endorsement. The feed lists only participating state authorities; it does not establish current registration status.

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Updated: 2026-10-24T12:25:10.935273+00:00

Canonical page: https://altss.com/profile/prosperity-asset-management-llc

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