# Proxy Wealth Advisors

Proxy Wealth Advisors is a Bank / Wealth / Trust based in Windermere, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Windermere, United States
- **Region:** North America
- **Address:** Aventura, FL, United States
- **Founded:** 2018
- **Assets under management:** Undisclosed
- **Website:** proxyfinancial.com
- **LinkedIn:** https://www.linkedin.com/company/proxy-financial-services

## Regulatory record

- **CRD number:** 298080
- **SEC file number:** 801-128321
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-04-09T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/298080

## About

Founded in 2018 and headquartered in Aventura, Florida, Proxy Wealth Advisors was built as strategic infrastructure for established financial advisory practices. The firm emerged during a wave of RIA consolidation but took the opposite approach: instead of acquiring books of business, it offers the operational, compliance, and investment-management scaffolding that lets independent advisors run their own succession or liquidity events. Its identity is tied to its annual Proxy Circle, an invitation-only forum in Las Vegas designed for elite advisory principals to negotiate private transitions away from public auction processes. Proxy Wealth Advisors provides a bundled suite of financial planning, portfolio management, and investment management. The firm's client base spans individual retail, high-net-worth households, and business entities. Its published strategy is deliberately simple — wealth management as a utility layer — leaving the relationship ownership and branding with the advisor. This architecture supports a direct-to-advisor model rather than the direct-to-consumer or institutional-gatekeeper channels that dominate the independent wealth space. Geographic reach is anchored in the US, with no public disclosure of offices beyond Aventura. Scale metrics remain private. The firm has not released headcount, assets under management, or aggregate client figures. Its footprint is concentrated in a single location, underscoring a high-trust, low-volume operating thesis. No affiliated philanthropic vehicles, real-asset arms, or club memberships have been disclosed. Proxy Wealth Advisors' structural differentiator is its role as an outsourced institutional backbone for independent advisors, coupled with a closed-door marketplace for practice transitions. This transforms it from a pure wealth manager into a hybrid advisory-services and M&A facilitation platform — a design that prizes confidentiality and peer vetting over auction-style deal flow.

## Questions

### Is Proxy Wealth Advisors a consumer-facing wealth management firm?

No. Proxy Wealth Advisors is structured as strategic infrastructure for elite financial advisors and RIA principals rather than a consumer brand. It provides the operational, compliance, portfolio management, and investment-management layer that independent practices require, while the client relationships remain owned by the advisor. Its public-facing website reinforces this, describing itself as a partner for private transitions, succession planning, and a closed-door advisory community.

### What is the Proxy Circle and who can attend?

The Proxy Circle is an invitation-only gathering held in Las Vegas for elite financial advisors and RIA principals. The firm positions it as a private forum for negotiating practice transitions, succession plans, and ownership structures away from public, auction-style processes. Access is restricted to selected participants, and the firm does not disclose attendance criteria or the number of participating practices.

### Does Proxy Wealth Advisors offer M&A advisory or just portfolio management?

Both. The firm's publicly stated scope includes portfolio management and financial planning, alongside a highly specialized succession-planning and private-transitions practice. Through the Proxy Circle, it facilitates deal conversations between advisory principals, effectively operating as a curated marketplace for RIA ownership transfers rather than a conventional corporate-advisory firm.

## Related profiles

- [Proxy Ventures](https://altss.com/profile/proxy-ventures)
- [Proya Cosmetics](https://altss.com/profile/proya-cosmetics)

---

Last updated: 2026-08-11T02:43:31.692Z

Canonical page: https://altss.com/profile/proxy-wealth-advisors

Maintained by Altss — https://altss.com — methodology: https://altss.com/methodology