# ProxyVote Plus

ProxyVote Plus is an Asset Manager based in Northbrook, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** Northbrook, United States
- **Region:** North America
- **Founded:** 2002
- **Assets under management:** Undisclosed
- **Website:** proxyvoteplus.com

## Regulatory record

- **CRD number:** 122222
- **SEC file number:** 801-61408
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/122222

## About

ProxyVote Plus LLC is an employee-owned company that serves as fiduciary to over 135 Taft-Hartley funds throughout the United States and Canada. Its sole focus is voting clients’ proxies to protect participants’ and beneficiaries’ long-term economic interests. The firm provides fiduciary proxy advisory and compliance-driven proxy voting and reporting services to Taft-Hartley pension plans and is registered with the SEC as an investment adviser.

## Sectors

- Taft-Hartley funds and pension plans

## People

- Craig Rosenberg — President - Principal
- Yvette Gonzalez — Executive Vice President & Director Of Operations - Principal
- Catherine Benedict Sen — Director, Proxy Voting & Research
- Gayle Edmunds — Chief Compliance Officer

## Questions

### How does ProxyVote Plus differ from ISS or Glass Lewis?

ISS and Glass Lewis operate primarily as research and advisory firms that publish standardized voting recommendations. Asset managers then either follow those recommendations or override them. ProxyVote Plus does not publish its own research or advocate for specific voting outcomes. It develops a custom voting policy for each client based on that manager's investment philosophy and stewardship goals, then executes the mechanical vote according to that policy. The distinction is between buying a generic policy and outsourcing the administration of your own.

### What specific services does ProxyVote Plus provide?

The firm covers the full proxy voting workflow: developing a bespoke set of voting guidelines tailored to a manager's investment philosophy, receiving and processing proxy materials for all shareholder meetings across the portfolio, casting votes according to the agreed-upon policy, and delivering post-season reporting that documents vote outcomes and rationale. The service is administrative and operational, not advisory.

### Does ProxyVote Plus make voting recommendations to its clients?

No. The firm builds and administers a voting policy defined by the client; it does not issue its own research or voting recommendations. This separation of policy determination from execution is central to the firm's value proposition and distinguishes it from research-driven proxy advisors that recommend specific votes.

### What regulatory tailwinds support ProxyVote Plus's business model?

In 2020, the SEC adopted amendments to proxy voting advice rules under the Investment Advisers Act, requiring greater disclosure around material conflicts of interest at proxy advisory firms and giving issuers more opportunity to review and respond to voting recommendations. Separately, the Department of Labor has reminded ERISA fiduciaries that they must independently evaluate proxy votes rather than default to a third-party advisor. Both developments create demand for infrastructure that operationalizes a manager's own voting policy.

## Related profiles

- [PRUDENCE ADVISORY SERVICES](https://altss.com/profile/prudence-advisory-services)

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Last updated: 2026-08-11T15:07:49.000Z

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