# Queen City Capital Management

Queen City Capital Management is a Bank / Wealth / Trust based in Cincinnati, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Cincinnati, United States
- **Region:** North America
- **Address:** Cincinnati, OH, United States
- **Founded:** 2012
- **Assets under management:** Undisclosed
- **Website:** queencitycapitalmanagement.com
- **LinkedIn:** linkedin.com/company/queen-city-capital-management-llc

## Regulatory record

- **CRD number:** 162785
- **SEC file number:** 801-76921
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-03-16T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/162785

## About

Queen City Capital Management was founded in 2012 and operates from Cincinnati as an independent registered investment advisor. The firm's client base spans individual retail accounts, high-net-worth households, and various legal entities, all served under a fiduciary standard that legally binds it to client interests ahead of its own revenue. This regulatory posture distinguishes it from broker-dealer models that can operate under a lower suitability standard. The firm manages discretionary portfolios, constructing allocations that span equities, fixed income, and cash alternatives, with the flexibility to incorporate alternative investments when suitable for qualified clients. Its geographic focus concentrates on the Cincinnati metro area and surrounding tri-state region — Ohio, Kentucky, and Indiana — though the RIA structure permits it to serve clients across multiple states via notice filings. The advisory approach emphasizes direct manager selection and individual security picking rather than outsourcing to model portfolios. As a boutique operation, Queen City Capital Management competes with larger regional banks and national wirehouses by offering attentive, partner-level service typical of a small practice. The firm's ADV filings, required of all SEC or state-registered RIAs, detail its fee schedule and any potential conflicts of interest, providing a window into its operational scale and service model. The structural differentiator lies in the firm's independence. Unlike trust companies housed within large regional banks, Queen City Capital Management is not owned by a financial conglomerate. This independent ownership means the firm's investment committee can select securities, funds, and strategies without an implicit mandate to favor an in-house product shelf, a material governance advantage when constructing conflict-free portfolios for fiduciarily sensitive family and institutional accounts.

## Questions

### Is Queen City Capital Management a fiduciary?

Yes. As a registered investment advisor, Queen City Capital Management operates under the Investment Advisers Act of 1940 and its state-level filing obligations, which require it to act as a fiduciary for its advisory clients. This means the firm must put client interests first in all investment decisions and disclose any material conflicts of interest. The fiduciary standard is a structural difference from broker-dealer models that only require recommendations to be suitable.

### What is Queen City Capital Management's investment approach?

The firm provides discretionary portfolio management, which means it makes buy-and-sell decisions on behalf of clients based on their individual objectives and risk tolerance. Its approach centers on constructing direct portfolios of individual securities and third-party funds rather than relying solely on pre-packaged model portfolios. This allows customization around client-specific tax situations, concentrated stock positions, and income needs.

### Does the firm serve institutional clients or only individuals?

According to public regulatory filings, Queen City Capital Management advises individuals, high-net-worth individuals, pension and profit-sharing plans, charitable organizations, and corporations or other business entities. The dual-service model to both private clients and small institutional accounts is common among independent RIAs in regional markets.

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Last updated: 2026-08-11T02:43:31.692Z

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