# RAI Wealth Management

RAI Wealth Management is a Bank / Wealth / Trust based in Placentia, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Placentia, United States
- **Region:** North America
- **Address:** 151 N. Kraemer Blvd., Placentia, CA 92870, United States
- **Founded:** 1985
- **Assets under management:** Undisclosed
- **Website:** raiwm.com
- **LinkedIn:** https://www.linkedin.com/company/rai-wm

## Regulatory record

- **CRD number:** 277137
- **SEC file number:** 801-131970
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/277137

## About

RAI Wealth Management was founded in 1985 in Placentia, California. The firm operates as an independent, fee-only Registered Investment Advisor, meaning it does not accept commissions or sell proprietary financial products, aligning its compensation directly with the assets it manages and the plans it creates for clients. The firm's strategy combines financial planning with investment management and in-house tax preparation. Its website emphasizes a fiduciary duty to clients, holistic planning, and adherence to the CFP Board's seven-step financial planning process. RAI Wealth Management serves individuals, high-net-worth individuals, and trusts and estates. The firm's structure as a fee-only RIA with a CPA on staff means client portfolios and tax strategies can be coordinated under one roof in Placentia. RAI Wealth Management is headquartered at 151 N. Kraemer Blvd. in Placentia, California, with no additional offices disclosed. While the firm does not publish headcount or total assets under management, its website highlights the presence of both a CFP and a CPA, pointing to a deliberately compact team oriented toward local client relationships rather than institutional scale. The firm's most concrete differentiator is its integration of a CPA within a fee-only RIA, creating a hybrid advisory model where financial planning, investment management, and tax preparation are delivered by a single entity. This structure is uncommon among small-planning firms and positions RAI Wealth Management as a consolidated financial resource rather than a manager referring clients to outside tax professionals.

## Questions

### Who runs investment decisions at RAI Wealth Management?

The firm does not publicly name its individual principals or investment committee. Its marketing materials uniformly attribute decision-making and advice to the collective entity, emphasizing the CFP and CPA credentials that shape its planning and portfolio management processes.

### Does RAI Wealth Management serve institutional investors?

The firm's disclosed client base consists of individuals, high-net-worth individuals, and trusts and estates. There is no indication in available sources that it markets services to pensions, endowments, foundations, or other institutional allocators.

### How does the in-house CPA alter the firm's advisory model?

By employing a Certified Public Accountant directly, RAI Wealth Management can prepare tax returns and model tax scenarios without referring clients to an outside firm. This allows portfolio decisions and tax-planning strategies to be evaluated jointly, which the firm presents as central to its financial-planning process.

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Last updated: 2026-06-03T20:00:00.000Z

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