# Raymond James Financial Services Advisors, Inc.

Raymond James Financial Services Advisors, Inc. is a RIA.

## Overview

- **Organization type:** RIA
- **Assets under management:** Undisclosed

## Regulatory record

- **CRD number:** 149018
- **SEC file number:** 801-69815
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/149018

## About

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC is an SEC-registered investment adviser in SAINT PETERSBURG, FL, registered since 2008. The firm manages $390.0 billion in assets, with $171.7 billion managed on a discretionary basis. It has 9675 employees and 6024 investment advisers.

## Questions

### Who runs investment decisions at Raymond James Financial Services Advisors, Inc.?

As a network of independent advisors, investment decisions at RJFSA are made by individual advisors within the firm's compliance framework. Strategic direction is overseen by Raymond James Financial's executive team, which includes CEO Paul Reilly as of 2024 (per Raymond James public filings, 2024).

### Which sectors does Raymond James Financial Services Advisors, Inc. explicitly avoid?

There is no publicly disclosed list of excluded sectors for RJFSA. Investment selection is left to individual advisors and client preferences, subject to the firm's compliance guidelines. Regulatory filings do not indicate systematic avoidance of any particular industry.

### How is Raymond James Financial Services Advisors, Inc. related to the parent Raymond James Financial?

RJFSA is a wholly owned subsidiary of Raymond James Financial, a publicly traded corporation (NYSE: RJF). It operates as one of several RIA platforms under the corporate umbrella, alongside Raymond James & Associates (an employee broker-dealer) and Raymond James Ltd. (the Canadian division) (per Raymond James 10-K, 2024).

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Last updated: 2026-06-03T20:00:00.000Z

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