# Regatta Capital Group

Regatta Capital Group is a Bank / Wealth / Trust based in El Segundo, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** El Segundo, United States
- **Region:** North America
- **Address:** El Segundo, CA, United States
- **Founded:** 2007
- **Assets under management:** Undisclosed
- **Website:** regattainvest.com
- **LinkedIn:** https://www.linkedin.com/company/regatta-capital-group

## Regulatory record

- **CRD number:** 145363
- **SEC file number:** 801-68490
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-03-10T05:00:00.000Z
- **Reports private funds:** Yes
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/145363

## About

Founded in 2007 in El Segundo, California, Regatta Capital Group operates as a registered investment adviser serving individuals, families, corporations, and institutional investors. The firm was established as the financial crisis was reshaping retail wealth management, positioning itself as an independent fiduciary shop in a corridor dense with aerospace and entertainment wealth. The firm provides financial planning, discretionary portfolio management, and broader wealth-management services. Regatta structures client portfolios across public equities, fixed income, and alternative investments, though the precise asset-class mix is not publicly detailed. The firm's ADV filings indicate it manages separate accounts on a discretionary basis and may sponsor private fund vehicles, a common shape for RIAs of its vintage and geography. Regatta Capital Group is headquartered in El Segundo, with no publicly disclosed additional offices. Team size and total regulatory assets under management have not been publicly updated in a way that permits a reliable current figure. The firm has maintained a low public profile, with no named principals publicly confirmed through primary sources accessible at the time of this review. Structurally, Regatta fits the post-2008 RIA model — a fiduciary registered with the SEC, drawing its revenue from asset-based fees rather than commissions. That alignment distinguishes it from the broker-dealer heritage of many competing wealth managers in the Los Angeles basin.

## Questions

### How is Regatta Capital Group regulated?

Regatta Capital Group is registered with the US Securities and Exchange Commission as an investment adviser. As an SEC-registered firm, it is subject to fiduciary obligations, custody rules, and periodic ADV filing requirements that govern its portfolio management and client relationships.

### Does Regatta Capital Group manage discretionary portfolios?

Yes. Based on its regulatory filings, Regatta provides discretionary portfolio management services, meaning it can buy and sell securities on behalf of clients without requiring pre-approval for each transaction. This is the standard operating model for RIAs of its type.

### What investment strategies does Regatta Capital Group typically employ?

Regatta's regulatory filings indicate it constructs portfolios using individual equities, fixed-income securities, and alternative investments. The firm has not publicly enumerated a specific strategy taxonomy or published commentary detailing its tactical asset allocation approach, making it difficult to characterize its investment philosophy beyond a general multi-asset mandate.

### Who founded Regatta Capital Group and who runs the firm today?

Regatta Capital Group has not publicly named its founder or current leadership in primary sources accessible for this profile. The firm's low public profile means key-man risk and investment-committee structure remain opaque to outside allocators without a direct relationship.

## Related profiles

- [Regal Wealth Group](https://altss.com/profile/regal-wealth-group)
- [Regatta Research & Money Management](https://altss.com/profile/regatta-research-money-management)

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Last updated: 2026-08-11T02:43:31.692Z

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