# Regency Capital Management

Regency Capital Management is a Multi Family Office based in Honolulu, United States.

## Overview

- **Organization type:** Multi Family Office
- **Headquarters:** Honolulu, United States
- **Region:** North America
- **Address:** Honolulu, United States
- **Founded:** 2011
- **Assets under management:** 364 (Altss estimate)
- **Website:** regencycm.com
- **LinkedIn:** https://www.linkedin.com/company/regency-capital-management

## Regulatory record

- **CRD number:** 312435
- **SEC file number:** 801-120277
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-03-04T06:00:00.000Z
- **Reports private funds:** Yes
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/312435

## About

Neil Rose established Regency Capital Management to provide investment management and coordinated planning services. The firm operates from Honolulu with an additional office on Bainbridge Island. It serves multiple families through tax-efficient strategies and long-term capital preservation. Regency Capital Management allocates across commodities, digital assets, fund of funds, hedge funds, and real estate. It maintains exposure to growth-stage opportunities and holds positions including iShares Bitcoin Trust and iShares Gold Trust. The geographic reach covers North America, Europe, and Asia. Neil Rose has published strategy notes on energy and fertilizer sectors in response to geopolitical events. The team includes five named professionals. Arthur J. Mallet serves as President and COO while also leading Navian Hawaii. No dated operational events from the last 24 months appear in available records. The firm maintains a parent holding structure through Regency Acquisitions LLC. This setup separates operating activities from client advisory mandates.

## Sectors

- Real Estate
- Hedge Funds
- Commodities
- Digital Assets
- AI/ML

## Offices

- Bainbridge Island, WA, United States

## People

- Neil Rose — Chief Executive Officer
- Arthur J. Mallet — President & Chief Operating Officer

## Questions

### Who runs investment decisions at Regency Capital Management?

Neil Rose serves as CEO and CIO. He sets portfolio direction and authors the firm's strategy notes on macro topics such as energy and inflation-protected assets.

### Does Regency Capital Management participate in fund commitments or only direct deals?

The firm uses a mix that includes fund of funds alongside direct holdings in commodities and digital assets such as iShares Bitcoin Trust.

### What investment stages does Regency Capital Management typically target?

Confirmed focus areas include growth-stage opportunities alongside allocations to real estate and hedge funds.

### Where does Regency Capital Management maintain offices?

The firm is headquartered at 1001 Bishop Street, Suite 1090 in Honolulu and operates a second office at 500 Winslow Way E, Suite 210 on Bainbridge Island.

### How is Regency Capital Management related to Regency Acquisitions LLC?

Regency Acquisitions LLC acts as the parent holding company for Regency Capital Management.

## Related profiles

- [Cenzia Investment Advisors](https://altss.com/profile/cenzia-investment-advisors)
- [Highsage Ventures](https://altss.com/profile/highsage-ventures-jacobson-family-office)

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Last updated: 2026-06-03T20:00:00.000Z

Canonical page: https://altss.com/profile/regency-capital-management

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