# Regency Wealth Management Regency Wealth Management is a Bank / Wealth / Trust based in Ramsey, United States. ## Overview - **Organization type:** Bank / Wealth / Trust - **Headquarters:** Ramsey, United States - **Region:** North America - **Address:** 500 North Franklin Turnpike, Suite 212, Ramsey, NJ 07446, United States - **Founded:** 2004 - **Assets under management:** Undisclosed - **Website:** regencywealth.com - **LinkedIn:** https://www.linkedin.com/company/regency-wealth-management ## Regulatory record - **CRD number:** 131208 - **SEC file number:** 801-72134 - **Registration status:** APPROVED - **Latest Form ADV filing:** 2026-03-17T05:00:00.000Z - **Reports private funds:** No - **Private funds reported:** 0 - **IAPD record:** https://adviserinfo.sec.gov/firm/summary/131208 ## About Timothy Parker launched Regency Wealth Management in 2004 in Ramsey, New Jersey, building a fee-only RIA that directly ties advisor compensation to client-paid fees rather than third-party commissions. The firm positions itself as a fiduciary to high-net-worth families, businesses, and small institutional investors across the United States. Its leadership layer stacks three managing partners — Parker as CEO, Bryan Kabot as COO, and Mark Reitsma as CCO — a governance structure more common at multi-billion-dollar RIAs than at a firm overseeing its reported scale. Regency operates across asset management, comprehensive financial planning, and estate strategy, with an emphasis on goal-based, research-driven allocation. The firm's website cites institutional investing and values-based mandates alongside traditional wealth management, though it does not publicly name individual portfolio companies or fund commitments. Its advisory team carries a concentration of CFA, CFP, AEP, CMFC, and AAMS designations, signaling an internal preference for credential-heavy, generalist advisors over narrow asset-class specialists. Public disclosures point to a single-location model serving a nationally dispersed client base from northern New Jersey. Regency disclosed managing more than $600 million in a 2018 press release and has not updated that figure publicly since. A team of ten listed professionals anchors the operation; the leadership roster includes Mark Andraos as Partner & Wealth Advisor and Andrew Aran as Partner & Director of New Business Development. The firm promotes an extended network of external attorneys, accountants, and tax specialists rather than in-house legal or tax advisory units. A 2026 SEC investment advisory filing noted operational updates — the only dated regulatory milestone in the last two years — while partner Mark Reitsma's Kilimanjaro climb for City Relief surfaced as a community engagement marker. Regency's structural distinction lies in its multi-partner, fee-only architecture applied at a sub-scale AUM level. Most RIAs at its reported asset base operate with a single majority owner and a less formalized C-suite; Regency instead locked in three managing partners across executive, operations, and compliance functions from early in its lifecycle. This governance density, combined with a fiduciary-only revenue model, removes the product-distribution incentive that drives conflict at commission-based peers — a posture that appeals to families seeking institutional-grade process without institutional distance. ## People - Timothy G. Parker — Managing Partner & Chief Executive Officer - Bryan D. Kabot — Managing Partner & Chief Operating Officer - Mark D. Reitsma — Managing Partner & Chief Compliance Officer ## Questions ### Who runs investment decisions at Regency Wealth Management? Timothy Parker, CFA, AEP® serves as Managing Partner and CEO, anchoring an investment committee that draws on the firm's CFA and CFP® charterholders. Bryan Kabot (COO) and Mark Reitsma (CCO) hold managing partner roles that suggest shared oversight of asset management direction. The firm has not disclosed a standalone CIO position, implying that portfolio construction is distributed across the partner group rather than concentrated in a single decision-maker. ### Does Regency take commissions or only fee-based compensation? Regency is strictly fee-only — it receives payment solely from client-paid advisory fees and accepts no commissions from third parties for recommending financial products. This separates it from fee-based firms that can layer commission income on top of advisory fees. The firm states this structure aligns its fiduciary duty with every investment and planning recommendation. ### How does Regency structure its client relationships? Regency uses a team-based model where every client is assigned a squad of advisors rather than a single point person. This is designed to ensure that a firm representative is always available and that expertise spans financial planning, investment management, and estate coordination. The firm also brings in external lawyers, accountants, and tax specialists on a case-by-case basis, expanding its functional scope without employing those professionals in-house. ## Related profiles - [Regatta Ventures](https://altss.com/profile/regatta-ventures) - [Regenerate Ventures](https://altss.com/profile/regenerate-ventures) --- Last updated: 2026-06-03T20:00:00.000Z Canonical page: https://altss.com/profile/regency-wealth-management Maintained by Altss — https://altss.com — methodology: https://altss.com/methodology