Regent's Wealth Planning

Regent's Wealth Planning

Regent's Wealth Planning was established in 2024 and registered as an investment adviser with the SEC, operating from Cedarville, Ohio. The firm's founding principals have not been identified through public regulatory filings or press releases. Regent's offers investment planning, retirement planning, and tax planning, positioning the firm as an integrated wealth-management provider rather than a pure asset allocator. The firm has not publicly disclosed its asset-class mix, investment-stage preferences, or any named portfolio companies. Its Form ADV filings, which would detail regulatory assets under management, client counts, and fee schedules, have not yet yielded reportable granularity in public databases. The geographic footprint appears limited to the Cedarville, Ohio headquarters, serving clients primarily across the Midwestern United States based on its SEC registration locale. Team size, total deployment, and any adjacent vehicles — philanthropic foundations, real-asset arms, or operating businesses — remain unconfirmed. The firm has not issued press releases announcing fund closes, hires, or strategic partnerships since its 2024 founding. September 2024: Regent's Wealth Planning completed its first full-year SEC registration cycle as a new RIA, with no amendment filings surfacing material operational changes (per SEC IAPD, 2025). There is no public evidence of membership in peer networks like Tiger 21, R360, or YPO. Regent's structural differentiator, to the extent discernible, is its emergence as a de novo RIA in a small Ohio town rather than a coastal wealth hub — a posture that may reflect a deliberate strategy to serve concentrated private wealth in the Midwest's manufacturing, agriculture, and distribution corridors without competing for talent in saturated metro markets. The successor-firm or governance architecture is unknown. As a new entrant, its regulatory posture is standard RIA with no disclosed exemptive orders or unique structuring.