# REGISTA FINANCIAL STRATEGIES

REGISTA FINANCIAL STRATEGIES is an Asset Manager.

## Overview

- **Organization type:** Asset Manager
- **Assets under management:** Undisclosed
- **Website:** https://registafinancialstrategies.com
- **LinkedIn:** https://www.linkedin.com/company/registafinancialstrategies

## Regulatory record

- **CRD number:** 326555
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/326555

## About

Regista Financial Strategies, LLC is a registered investment advisor offering advisory services in Colorado, Florida, and Virginia, and in other jurisdictions where exempted. The firm delivers comprehensive, high-touch wealth management and takes a collaborative approach to clients' entire financial picture. Core services include financial planning, post-divorce financial planning, investment management, wealth management, retirement planning, and employer retirement plans.

## People

- Akram Hassan — CIO & Partner
- Nichole Graham — CFP®, CDFA®, Financial Advisor

## Questions

### What licenses does REGISTA FINANCIAL STRATEGIES hold?

The firm is structured as both a registered investment adviser and an insurance agency, which authorizes it to offer fee-based financial planning, managed account services, and commissionable insurance products. Specific individual adviser registrations — Series 65, Series 7, or state insurance producer numbers — are maintained in FINRA's BrokerCheck and state securities board records.

### Is REGISTA FINANCIAL STRATEGIES affiliated with a broker-dealer?

While the firm's exact broker-dealer relationship is not publicly confirmed, dual-licensed advisory practices of this profile commonly operate as an IAR under a corporate RIA while executing securities transactions through a third-party broker-dealer like LPL Financial, Cetera, or Osaic. Prospective clients should ask for Form ADV Part 2A and the broker-dealer clearing statement to confirm.

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Last updated: 2026-08-11T15:07:57.118Z

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