Bank / Wealth / TrustRIA · CRD 108705SEC-Registered

Updated:

Retirement Planning Company of New England

The Retirement Planning Company of New England was founded in 1996 and operates from a single office at 1287 Post Road in Warwick, Rhode Island.

Retirement Planning Company of New England logo

Retirement Planning Company of New England

The Retirement Planning Company of New England was founded in 1996 and operates from a single office at 1287 Post Road in Warwick, Rhode Island. The firm's public-facing contact is a principal identified only as Dave, reachable at the firm's listed phone number and email. Wealth origin is not disclosed. The firm's strategy centers on retail wealth management and retirement planning, delivered through advisory services that include investment management, estate planning, and insurance guidance. Asset-class exposure is not publicly detailed, but the website points clients toward market performance data and research reports as inputs to portfolio construction. Geographic focus is Rhode Island, with no mention of multi-state operations or international mandates. No named portfolio companies, specific funds, or co-investors are disclosed. Scale, team size, and AUM are not published. The firm lists a single location, a toll-free number, and an office schedule of 9:00 AM to 4:00 PM, Monday through Friday. No adjacent vehicles — such as a philanthropic foundation, real-asset arm, or operating company — are referenced on the site. No dated operational event from the past 24 months is available. The firm's architecture distinguishes it from aggregator platforms: it is a single-office, practitioner-led RIA with a named individual as the sole public-facing principal. The structure suggests a direct advisory model without layers of institutional intermediation, though specifics on succession, governance, or investment committee composition are absent from available sources.

General information

Firm type

Bank / Wealth / Trust

Year founded

1996

AUM

Undisclosed

Location

Region

North America

Country

United States

City

Warwick

Corporate office

Warwick, RI, United States

Principals

Dave

Principal

Frequently asked questions

Who runs investment decisions at Retirement Planning Company of New England?

The only named principal on the firm's website is Dave, who is listed as the contact for the firm's phone number and email. The website does not identify additional investment committee members or a CIO.

What is the firm's known posture on co-investments alongside external GPs?

The firm has not disclosed any co-investment activity. Its public-facing materials describe a direct advisory model rather than participation in GP-led fund structures or club deals.

Does the firm maintain philanthropic structures, and how are they separated?

No philanthropic foundation, donor-advised fund program, or charitable vehicle is referenced on the website. The firm's materials focus entirely on personal financial planning, retirement, and portfolio management.

How does Retirement Planning Company of New England source clients?

The firm uses its website to educate prospective clients through research reports, newsletter articles, and calculators, then invites them to contact the office directly. There is no mention of institutional consultant databases, referral networks, or third-party marketing arrangements.

Is the firm structured as a single-family office or does it serve multiple client types?

The firm is a registered investment advisor that serves individuals, banks, and organizations. It is not a single-family office.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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