# Retirement Plans

Retirement Plans is a Bank / Wealth / Trust based in Westerville, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Westerville, United States
- **Region:** North America
- **Address:** Westerville, OH, United States
- **Founded:** 2011
- **Assets under management:** Undisclosed
- **Website:** rpi401k.com
- **LinkedIn:** https://www.linkedin.com/company/retirement-plans-inc

## Regulatory record

- **CRD number:** 286214
- **SEC file number:** 801-123069
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/286214

## About

Founded in 2011 and headquartered in Westerville, Ohio, Retirement Plans Inc. operates as a specialized retirement plan advisor and third-party administrator. The firm serves a client base of more than 250 businesses across all 50 states, focusing on owner-operated and mid-market companies that require structured, compliant retirement benefits without building in-house infrastructure. The firm's core delivery covers 401(k), profit sharing, and defined contribution plan design, administration, and investment advisory. Retirement Plans acts as a fiduciary to plan sponsors, handling plan document creation, compliance testing, employee education, and investment menu construction. While the firm does not disclose detailed asset-class allocations or individual investment vehicles, its scope implies broad exposure to mutual funds, collective trusts, and model portfolios within the qualified-plan ecosystem. As of the latest available data, Retirement Plans has not publicly disclosed total assets under advisement, team size, or named investment principals. The firm maintains a low public profile, with limited footprints beyond its corporate website and regulatory filings. The firm's structural distinction lies in its pure-play focus on US qualified retirement plans at the mid-market employer level. Unlike diversified wealth managers that treat 401(k) services as a secondary line, Retirement Plans operates as a dedicated retirement-department-outsourcer — a posture that aligns its entire operating model with the regulatory and fiduciary cadence of ERISA-governed plans. This single-purpose architecture creates a natural moat among business owners seeking specialized, rather than generalist, plan stewardship.

## Sectors

- Retirement Services

## Questions

### What types of retirement plans does Retirement Plans Inc. specialize in?

The firm focuses on tax-qualified defined contribution plans, specifically 401(k), profit sharing, and other defined contribution arrangements for businesses. Their scope includes plan design, compliance, and fiduciary advisory tailored to each plan sponsor's objectives.

### Does Retirement Plans Inc. provide investment management directly, or act as a fiduciary advisor?

The firm operates as a fiduciary advisor to plan sponsors, constructing and monitoring investment lineups for retirement plans rather than managing proprietary investment products. This separates the advisory function from product manufacturing, reducing conflicts of interest for plan fiduciaries.

### Does the firm disclose its assets under management or team size?

No. As of the latest research, Retirement Plans Inc. has not published assets under advisement, assets under management, or professional headcount. This aligns with its posture as a privately held, service-oriented firm that does not market to institutional allocators on scale.

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Last updated: 2026-08-11T02:43:31.692Z

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