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Retirement Specialty Group
Retirement Specialty Group is a bank / wealth / trust based in Cookeville, founded 2012; the Altss profile covers its classification, headquarters,...
Retirement Specialty Group
Retirement Specialty Group is a wealth management firm based in Cookeville, Tennessee. It focuses on managing wealth for clients in North America.
General information
Firm type
Bank / Wealth / Trust
Year founded
2012
Location
Region
North America
Country
United States
City
Cookeville
Corporate office
Cookeville, TN, United States
Frequently asked questions
Does the firm handle investment management or only plan administration?
Based on its classification as an asset owner and wealth manager, Retirement Specialty Group's primary function is plan administration and consulting rather than discretionary portfolio management. Third-party administrators in this class coordinate with unaffiliated financial advisors and custodial platforms selected by the plan sponsor, handling compliance testing, participant notices, and annual reporting rather than directing investment allocations.
What regulatory oversight applies to the firm's operations?
The firm operates under the regulatory frameworks administered by the Internal Revenue Service and the Department of Labor's Employee Benefits Security Administration. Key compliance touchpoints include IRC Sections 401(a), 401(k), and 403(b) for plan qualification, along with ERISA's reporting and disclosure requirements governing Form 5500 filings, participant fee disclosures under Section 408(b)(2), and nondiscrimination testing protocols.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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