# Rhodes Investment Advisors

Rhodes Investment Advisors is a Bank / Wealth / Trust based in Fort Worth, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Fort Worth, United States
- **Region:** North America
- **Address:** Fort Worth, TX, United States
- **Founded:** 1996
- **Assets under management:** Undisclosed
- **Website:** rhodessecurities.com

## Regulatory record

- **CRD number:** 114245
- **SEC file number:** 801-117510
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2025-10-10T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/114245

## About

Founded in 1996, Rhodes Investment Advisors operates alongside its affiliate broker-dealer, Rhodes Securities, Inc., which has been family-owned since 1987. The Fort Worth, Texas-based firm provides portfolio management and financial planning services to individuals, high-net-worth individuals, trusts, and corporations, according to its regulatory disclosures. The wealth origin behind the family ownership has not been publicly detailed. The firm delivers investment management through individual securities, stocks, bonds, and mutual funds, with a stated focus on retirement planning and money management. Its website emphasizes consolidation of client assets into a single managed location and highlights a relationship-first, no-pressure ethos. Rhodes Securities, Inc. offers broker-dealer services to independent registered representatives, while Rhodes Investment Advisors provides the RIA platform. The firm maintains custody through First Clearing, a Wells Fargo affiliate. Rhodes positions itself as a small firm with institutional-grade tools, explicitly removing account minimums to serve non-millionaire clients. The dual structure — an independent broker-dealer and a registered investment advisor under common family ownership — allows it to support both commission-based and fee-based advisory models. The firm has not disclosed assets under management, total client assets, or advisor headcount. Structurally, the firm blends a broker-dealer network for independent financial consultants with a direct-to-client RIA, a hybrid model that is uncommon among strictly single-family offices.

## Questions

### Does Rhodes Investment Advisors impose account minimums?

No. The firm explicitly states on its website that it has no account minimums, positioning itself to serve clients who are not yet millionaires. This is a deliberate departure from the high-net-worth thresholds common at many wealth management practices.

### Who serves as the firm's custodian?

Rhodes Securities lists First Clearing as its clearing and custody partner. First Clearing is a Wells Fargo affiliate that provides trade execution, clearing, and custody services to independent broker-dealers and RIAs.

### What investment vehicles does the firm use?

According to its website, the firm invests client assets in individual stocks, bonds, and mutual funds. It emphasizes retirement planning and consolidation of scattered investment accounts into a single managed relationship. The firm has not publicly detailed use of alternatives, private funds, or direct deals.

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- [Rhodium](https://altss.com/profile/rhodium)

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Last updated: 2026-08-11T02:43:31.692Z

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