# RIA in a Box

RIA in a Box is an other based in New York, United States.

## Overview

- **Organization type:** other
- **Headquarters:** New York, United States
- **Region:** North America
- **Address:** New York, NY, United States
- **Assets under management:** Undisclosed
- **Website:** https://www.comply.com/products/comply-ria
- **LinkedIn:** https://www.linkedin.com/company/ria-in-a-box

## Regulatory record

- **Reports private funds:** No

## About

RIA in a Box is a technology company serving the registered investment advisor (RIA) ecosystem, a market that oversees roughly $100 trillion in client assets. The firm was founded to digitize the compliance and registration process for RIAs, replacing paper-heavy legal filings with a software platform.

## Sectors

- FinTech
- LegalTech

## Questions

### Does RIA in a Box compete with traditional law firms?

The firm positions its software as a complement to legal counsel, not a replacement. Its platform handles routine registration filings and compliance checklists, which law firms often charge hourly for. RIA in a Box does not provide legal advice and recommends users consult an attorney for complex regulatory issues.

### What type of regulatory filings does RIA in a Box automate?

The platform covers SEC Form ADV filings, state-level registrations, Form PF reporting, and annual amendments. It also tracks custody rules, compliance manual updates, and regulatory deadlines for RIA firms of all sizes.

### How does RIA in a Box stay current with changing SEC rules?

The company updates its compliance templates and workflows based on SEC regulatory changes, such as the marketing rule amendments and privacy regulation updates. Users receive notifications when filings need revision.

### Is RIA in a Box a registered investment advisor itself?

No — RIA in a Box is a software provider, not an RIA. It does not manage assets, offer investment advice, or handle client accounts. Its business is entirely technology and compliance document management.

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- [BluJay Solutions Inc.](https://altss.com/profile/blujay-solutions-inc)
- [InvestCloud](https://altss.com/profile/investcloud)

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Last updated: 2026-06-03T20:00:00.000Z

Canonical page: https://altss.com/profile/ria-in-a-box-llc

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