Bank / Wealth / TrustRIA · CRD 312072SEC-Registered

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RIA Wealth Advisors

RIA Wealth Advisors is an SEC-registered investment adviser in Round Rock, TX, registered since 2021. The firm manages $126 million in assets, with $93 million...

RIA Wealth Advisors logo

RIA Wealth Advisors

RIA Wealth Advisors is an SEC-registered investment adviser in Round Rock, TX, registered since 2021. The firm manages $126 million in assets, with $93 million on a discretionary basis. It has 5 employees and 3 investment advisers.

General information

Firm type

Bank / Wealth / Trust

Year founded

2021

Location

Region

North America

Country

United States

City

Round Rock

Corporate office

Round Rock, TX, United States

Frequently asked questions

How is RIA Wealth Advisors regulated?

RIA Wealth Advisors is expected to operate as a registered investment advisor, subject to SEC or Texas State Securities Board oversight, depending on its regulatory assets under management. Investment advisor registration requires adherence to fiduciary standards and public disclosure via Form ADV. The firm's specific filing details are accessible through the SEC's Investment Adviser Public Disclosure database.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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