# Rice Hall James & Associates

Rice Hall James & Associates is an Asset Manager based in San Diego, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** San Diego, United States
- **Region:** North America
- **Address:** San Diego, CA, United States
- **Founded:** 1972
- **Assets under management:** Undisclosed
- **Website:** ricehalljames.com

## Regulatory record

- **CRD number:** 125410
- **SEC file number:** 801-61905
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/125410

## About

Rice Hall James is an independent, 100% employee-owned firm dedicated to micro, small, and mid cap investing. Since 1974, Rice Hall James’ experienced investment team has managed assets for institutional plan sponsors and high-net-worth individuals.

## Sectors

- Small/Mid-Cap Growth Equities

## People

- Gary W. Rice — Founder

## Questions

### What investment strategies does Rice Hall James offer?

The firm manages concentrated growth equity portfolios across the micro-cap, small-cap, and SMID-cap segments. Its flagship strategies include the Rice Hall James Micro Cap Portfolio and Rice Hall James Small Cap Portfolio. The process is built on fundamental, bottom-up research targeting companies with durable competitive advantages and above-average earnings growth potential.

### What type of clients does Rice Hall James serve?

The firm serves institutional investors, including public pension funds, Taft-Hartley plans, corporate retirement plans, foundations, and endowments. Its San Diego base and independent structure position it outside the concentration of institutional managers in New York and Boston.

### How is Rice Hall James owned and governed?

Rice Hall James is an independent, employee-owned partnership. This structure, uncommon among managers its size, avoids the parent-company conflicts that can influence investment decisions. A December 2022 SEC filing disclosed a transfer of certain ownership interests, signaling a succession process at the founder-led firm.

### What is Rice Hall James's track record in micro-cap investing?

The firm has maintained an active micro-cap growth strategy since its 1972 founding — a period spanning more than 50 years. That duration covers multiple market cycles, including the small-cap rallies of the late 1970s and early 2000s, as well as the prolonged underperformance of small-caps relative to mega-cap growth in the 2010s. Specific performance numbers are not publicly disclosed.

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Last updated: 2026-06-03T20:00:00.000Z

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