Bank / Wealth / TrustRIA · CRD 127200SEC-Registered

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Ridge Capital Management

Ridge Capital Management was founded in 1995 as a family-owned and operated registered investment advisory firm. President Scott J. Adams runs the firm from...

Ridge Capital Management logo

Ridge Capital Management

Ridge Capital Management was founded in 1995 as a family-owned and operated registered investment advisory firm. President Scott J. Adams runs the firm from its headquarters in Alpharetta, Georgia, with an additional office at 233 12th Street in Columbus. The firm describes its client base as affluent families in and around the two Georgia cities it calls home. The firm's strategy revolves around customized portfolio management and financial planning for individuals and families, with an emphasis on retirement readiness and estate transfers. Ridge Capital constructs portfolios that factor in a client's risk tolerance, income sources, and tax implications, and it coordinates with the client's CPA on tax-efficient strategies. Its insurance specialists provide risk-management analysis. Because Ridge Capital conducts its securities business through First Allied Securities, an independent broker-dealer owned by Cetera Financial Group, its advisors can access a platform of investment products and research that extends beyond a pure fee-only RIA's typical toolkit. Ridge Capital is a lean operation with Scott J. Adams as the only named principal. The firm's scale in terms of assets under management is not publicly disclosed. The relationship with First Allied Securities, based in San Diego and part of the broader Cetera network, pairs a small-town family-office feel with the infrastructure of a larger broker-dealer. The firm identifies pension-plan optimization as a distinct service line, helping corporate retirees decide when to retire and how to structure their payout elections to maximize lifetime benefits. Structurally, Ridge Capital occupies a space between a pure planning shop and a traditional brokerage-affiliated wealth manager. Its family-owned character and two-city Georgia footprint keep it anchored to a specific community of clients, while the First Allied/Cetera affiliation gives its advisors a standard broker-dealer menu — mutual funds, variable annuities, managed accounts, and alternative investments — rather than the direct private-market deals or concentrated single-stock management found at large single-family offices. The firm's long tenure with a single leader since 1995 introduces a succession question common to founder-led RIAs as the principal reaches the later stages of his career.

General information

Firm type

Bank / Wealth / Trust

Year founded

1995

AUM

Undisclosed

Location

Region

North America

Country

United States

City

John Creek

Corporate office

Alpharetta, GA, United States

Additional offices

Columbus, GA, United States

Principals

Scott J. Adams

President/Financial Advisor

Sector focus

Financial Services

Frequently asked questions

Who runs investment decisions at Ridge Capital Management?

Scott J. Adams serves as President and Financial Advisor, and he is the only investment professional named by the firm. As the president of a family-owned RIA founded in 1995, Adams ultimately directs both firm strategy and client portfolio decisions. Ridge Capital does not publish a separate chief investment officer, investment committee, or additional advisory personnel.

Is Ridge Capital structured as a family office or a traditional wealth manager?

Ridge Capital is a registered investment advisory firm that serves multiple affluent client families rather than a single-family fortune, so it operates as a multi-client wealth manager rather than a single-family office. The firm is family-owned in the sense that it is privately held by its founder and run as a family business, but it is not the investment arm of one ultra-high-net-worth dynasty.

What is Ridge Capital's relationship with First Allied Securities and Cetera?

Ridge Capital uses First Allied Securities as its broker-dealer for securities transactions. First Allied is an independent broker-dealer based in San Diego that has served independent financial advisors for over three decades. First Allied is in turn owned by Cetera Financial Group, a large network of independent broker-dealers. This arrangement gives Ridge Capital advisors access to Cetera's product platform while the RIA itself remains independently owned.

Does Ridge Capital manage direct private investments, or does it use funds and managed accounts?

Ridge Capital does not advertise any direct private-company investments, venture-capital allocations, or proprietary private funds. Its client services center on financial planning, portfolio management, insurance, and estate planning, typically implemented through individually managed accounts and the products available on the First Allied brokerage platform. The firm does not present itself as a direct-deal shop.

Where does Ridge Capital's underlying wealth come from, and who are its clients?

Ridge Capital does not disclose the origin of its founder's personal wealth. Its website describes a clientele of affluent families in and around Alpharetta and Columbus, Georgia. The firm emphasizes retirement planning, legacy building, and pension-plan maximization, which suggests a client base of corporate executives, retirees, and multi-generational families who have accumulated investable assets through professional careers or business ownership.

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