# Rochester Wealth Strategies

Rochester Wealth Strategies is a Bank / Wealth / Trust based in Rochester, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Rochester, United States
- **Region:** North America
- **Address:** Rochester Hills, MI, United States
- **Founded:** 2018
- **Assets under management:** Undisclosed
- **Website:** rochesterwealthstrategies.com
- **LinkedIn:** https://www.linkedin.com/company/rochester-wealth-strategies

## Regulatory record

- **CRD number:** 299150
- **SEC file number:** 801-131112
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-04-08T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/299150

## About

Founded in 2018 and based in Rochester Hills, Michigan, Rochester Wealth Strategies is a registered investment advisor that provides financial planning, consulting, and discretionary portfolio management. The firm advises a mix of individual clients, high-net-worth families, and business entities from its single office in suburban Detroit. The firm delivers asset-allocation-driven portfolio management alongside comprehensive financial planning. Client assets are typically deployed across a mix of individual equities, fixed-income instruments, mutual funds, and exchange-traded funds, with allocations adjusted for tax efficiency and retirement-income sequencing. The geographic focus remains concentrated in southeastern Michigan, though the RIA structure permits client relationships across multiple states. Rochester Wealth Strategies functions as a compact advisory practice without ancillary private-fund vehicles or institutional separate accounts. Team size and total regulatory assets under management are not publicly disclosed. As a Michigan RIA, the firm files Form ADV with the SEC, which details its fee structure, custody arrangements, and disciplinary history — standard transparency mechanisms that anchor fiduciary RIAs to a higher disclosure standard than broker-dealer models. Structurally, the firm operates as a direct-to-client fiduciary, not a broker-dealer or multi-family office aggregator. Its independence means investment decisions are not shaped by proprietary product mandates or third-party revenue-sharing. Succession and long-term client continuity would represent the natural governance question for an RIA of this vintage with a concentrated local footprint.

## Questions

### Does the firm run its own proprietary investment funds?

There is no public record of Rochester Wealth Strategies operating proprietary mutual funds, hedge funds, or private equity vehicles. Its investment management function is structured around constructing client portfolios from third-party securities — individual stocks, bonds, mutual funds, and ETFs — rather than sponsoring in-house pooled products.

## Related profiles

- [Rochester Investments](https://altss.com/profile/rochester-investments)
- [Roche USA Pension Plan](https://altss.com/profile/roche-usa-pension-plan)

---

Last updated: 2026-06-03T20:00:00.000Z

Canonical page: https://altss.com/profile/rochester-wealth-strategies

Maintained by Altss — https://altss.com — methodology: https://altss.com/methodology