# Rockefeller Capital Management

Rockefeller Capital Management is a Multi Family Office based in New York, United States.

## Overview

- **Organization type:** Multi Family Office
- **Headquarters:** New York, United States
- **Region:** North America
- **Address:** New York, NY, United States
- **Founded:** 2018
- **Assets under management:** $224B client assets (June 30, 2026)
- **Website:** rockco.com
- **LinkedIn:** https://www.linkedin.com/company/rockefeller-capital-management/

## Regulatory record

- **CRD number:** 291361
- **SEC file number:** 801-114033
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-03-31T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/291361

## About

Rockefeller Capital Management L.P. is an independent financial services firm offering global family office, wealth management, asset management, and strategic advisory services to ultra-high and high-net-worth individuals, families, institutions, and corporations. Established on March 1, 2018, when Gregory J. Fleming and investment funds affiliated with Viking Global Investors acquired the investment advisory and trust company businesses of the Rockefeller family, the firm builds on a 140+ year legacy originating with John D. Rockefeller’s family office founded in 1882 (per firm ADV brochures and official website). Operating subsidiaries include Rockefeller Financial LLC (dually registered investment adviser and broker-dealer doing business as Rockefeller Capital Management and Rockefeller Global Family Office), Rockefeller & Co. LLC (providing Rockefeller Global Family Office wealth management and Rockefeller Global Investment Management services), trust companies, and insurance services (per Form ADV Part 2A, as of March 2026). The firm maintains offices across the United States and in London. As of June 30, 2026, it reported $224 billion in client assets (assets under management, brokerage assets, and assets under administration) across its businesses (per official website). Regulatory AUM for Rockefeller Financial was approximately $99.6 billion as of December 31, 2025, and for Rockefeller & Co. approximately $36.8 billion (per respective Form ADV Part 2A brochures). Ownership includes Viking Global Investors as largest equity owner, alongside stakes held by a Rockefeller family trust, IGM Financial affiliate, Mousse Partners, Progeny 3, Abrams Capital, and management.

## Sectors

- Energy Transition & Renewables
- ClimateTech
- Industrial Tech
- Healthcare Services
- Sports & Wellness

## People

- Gregory J. Fleming — President & Chief Executive Officer
- Edmond N. Moriarty III — Executive Vice President & Head of Wealth Management
- Michael Outlaw — President, Rockefeller Global Family Office
- Casey C. Clark, CFA® — President, Rockefeller Global Investment Management
- Alison Schachter — Chief Financial Officer
- Jimmy C. Chang, CFA® — Chief Investment Officer

## Questions

### What is the most recent client assets or AUM figure disclosed by the firm?

As of June 30, 2026, the firm reported $224 billion in client assets (defined as assets under management, brokerage assets, and assets under administration) per its official website. Regulatory AUM for Rockefeller Financial was $99.6 billion as of December 31, 2025 (per Form ADV Part 2A).

### Where is Rockefeller Capital Management headquartered and what is its geographic footprint?

Headquarters are at 45 Rockefeller Plaza, Fifth Floor, New York, NY 10111. The firm operates numerous offices across the United States and one in London, UK (per official website).

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Last updated: 2026-07-17T21:59:49.000Z

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