# ROE Investment Management LLC

ROE Investment Management LLC is an Asset Manager.

## Overview

- **Organization type:** Asset Manager
- **Assets under management:** Undisclosed
- **Website:** roeinvestment.com

## Regulatory record

- **CRD number:** 335038
- **SEC file number:** 802-132152
- **Registration status:** Registered
- **Reports private funds:** Yes
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/335038

## About

ROE INVESTMENT MANAGEMENT, LLC is an exempt reporting adviser in WESTON, FL, established in 2025.

## Questions

### What is ROE Investment Management's known investment strategy?

The firm describes its approach as long-only, fundamental value investing in public equities. It seeks companies with high return on equity, sustainable competitive advantages, and strong management teams. The firm avoids leverage, derivatives, and short selling (per SEC Form ADV, 2023).

### Does ROE Investment Management disclose its AUM?

No. The firm does not publicly report assets under management. Its SEC filings list it as a registered investment adviser but contain no AUM figure (per SEC, 2023).

### Who runs ROE Investment Management?

The firm does not name its principals or investment committee in public filings or on its website. As a result, key personnel are not independently verifiable.

### What asset classes does ROE Investment Management invest in?

The firm invests exclusively in public equities. It does not allocate to private equity, real estate, hedge funds, or fixed income. Its mandate is long-only and cash equities only (per SEC Form ADV).

### Does ROE Investment Management engage in co-investments or fund commitments?

No. The firm's strategy is limited to direct holdings of publicly traded stocks. It does not commit capital to third-party funds or participate in co-investment structures.

### How can an allocator evaluate ROE Investment Management given limited disclosure?

Allocators can review the firm's SEC Form ADV Part 2A for fee schedules, conflicts of interest, and disciplinary history. However, the lack of publicly available portfolio holdings, performance data, or background on investment professionals presents significant due diligence hurdles.

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Last updated: 2026-08-14T12:30:00.000Z

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