# Roehl & Yi Investment Advisors

Roehl & Yi Investment Advisors is a Bank / Wealth / Trust based in Eugene, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Eugene, United States
- **Region:** North America
- **Address:** Eugene, OR, United States
- **Founded:** 1998
- **Assets under management:** Undisclosed
- **Website:** roehl-yi.com
- **LinkedIn:** https://www.linkedin.com/company/roehl-yi-investment-advisors-llc

## Regulatory record

- **CRD number:** 109258
- **SEC file number:** 801-56145
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-03-20T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/109258

## About

Roehl & Yi Investment Advisors was founded in 1998 as an independent registered investment adviser in Eugene, Oregon. The firm has maintained its local footprint since inception, serving high-net-worth individuals and qualified retirement plans primarily along the West Coast. Its marketing positions the firm against brokerage-house portfolio construction, emphasizing customized asset allocations built in collaboration with a client's existing attorneys and accountants. The firm's service model spans financial planning, retirement planning, and investment management. While specific asset-class allocations and portfolio holdings are not publicly disclosed, the firm's published content reveals a focus on equity and fixed-income markets alongside estate planning, risk management, and tax mitigation strategies. The firm distributes three named content series — WealthInsights, which covers estate and tax planning; MarketEdge, which delivers market commentary and manager video series; and RetirementInsider, which tracks legislative and fiduciary developments for plan sponsors and participants. No named portfolio companies or direct co-investment structures are publicized, reflecting a traditional wealth-management rather than venture or private-equity posture. Roehl & Yi has not publicly disclosed its total assets under management, number of professionals, or additional office locations. The firm's scale appears regional, with a client base concentrated among high-net-worth individuals and retirement-plan sponsors in the Pacific Northwest. It has not announced adjacent vehicles such as philanthropic foundations, real-asset subsidiaries, or membership in peer networks like Tiger 21 or YPO. No major operational events — leadership transitions, acquisitions, or fund closes — have been reported in the last 24 months. The structural differentiator for Roehl & Yi lies in its independence and local embeddedness. As a boutique RIA in a secondary market, the firm competes on personal relationship depth rather than institutional scale or proprietary deal flow.

## Questions

### How does Roehl & Yi Investment Advisors differentiate its portfolio construction process?

The firm markets its portfolios as custom-built alternatives to standardized brokerage allocations. Roehl & Yi integrates insight from a client's existing attorneys and accountants into the investment plan, tailoring the portfolio to personal goals rather than populating it from a pre-set fund menu. This collaborative, rather than gatekeeping, approach is central to its pitch.

### Does Roehl & Yi operate exclusively as a wealth manager, or does it provide institutional advisory services?

Roehl & Yi serves both private wealth and institutional-adjacent clients. Its stated client base includes high-net-worth individuals, qualified retirement plans, foundations, and endowments. The service suite spans financial planning, retirement plan oversight, and asset allocation.

### Is Roehl & Yi Investment Advisors affiliated with a larger financial institution or broker-dealer?

No. The firm explicitly describes itself as independent and is not an affiliated arm of a bank, insurer, or national brokerage network. Independence underpins its marketing message around unbiased portfolio construction.

### What is the firm's known posture on co-investments alongside external GPs?

There is no public documentation of Roehl & Yi participating in direct co-investments or GP-stake programs. Its materials describe a planning-centric wealth management practice rather than a deal-by-deal private-investment mandate. Co-investment activity, if any, is not disclosed.

### Which regions does Roehl & Yi Investment Advisors serve?

The firm is headquartered in Eugene, Oregon, and targets clients across the West Coast of the United States. No secondary offices or out-of-region service expansion are documented.

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Last updated: 2026-08-11T02:43:31.692Z

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