# Roffman Miller Associates

Roffman Miller Associates is an Asset Manager based in Philadelphia, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** Philadelphia, United States
- **Region:** North America
- **Address:** Philadelphia, PA, United States
- **Founded:** 1986
- **Assets under management:** Undisclosed
- **Website:** roffmanmiller.com
- **LinkedIn:** https://www.linkedin.com/company/roffman-miller-associates-inc

## Regulatory record

- **CRD number:** 106019
- **SEC file number:** 801-38491
- **Registration status:** Registered
- **Latest Form ADV filing:** 2026-03-26T00:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/106019

## About

Founded in 1990, Roffman Miller Associates is a wealth management firm headquartered in Philadelphia, PA led by a team of investment professionals who share a vision of personalized portfolio management and sound financial disciplines. As an independent fiduciary, Roffman Miller Associates is built on a commitment to our clients with providing a sound return while minimizing risk by utilizing a well-researched and disciplined approach.

## People

- David Roffman — Founder

## Questions

### Who runs investment decisions at Roffman Miller Associates?

David Roffman, the firm's founder, is the named principal and primary decision-maker. No public record identifies a separate chief investment officer, investment committee, or external sub-advisor structure. The firm's ADV filings and public disclosures consistently list Roffman as the central figure in both firm management and portfolio construction.

### What is Roffman Miller's known posture on separately managed accounts versus pooled funds?

The firm uses separately managed accounts rather than operating proprietary mutual funds or ETFs. This structure allows customization for tax sensitivity and client-specific restrictions — a common architecture for boutique RIAs that prize client-level tailoring over product-distribution scale.

### Why is Roffman Miller's AUM not publicly available?

The firm has not disclosed assets under management in regulatory filings that cross the threshold for broad publication, nor has it released AUM figures through press releases or marketing materials. Many closely held RIAs of this scale are not required to publicly report AUM unless they meet specific SEC thresholds that trigger Form ADV Part 1 public disclosure requirements.

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Last updated: 2026-06-03T20:00:00.000Z

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