Asset ManagerRIA · CRD 298525SEC-Registered

Updated:

Roger Budd Investment Management

Roger Budd Investment Management, LLC is an SEC-registered investment adviser. It has 2 employees and 2 investment advisers. The firm is based in — New York.

Roger Budd Investment Management

Roger Budd Investment Management, LLC is an SEC-registered investment adviser. It has 2 employees and 2 investment advisers. The firm is based in — New York.

General information

Firm type

Asset Manager

Frequently asked questions

Who is the founder of Roger Budd Investment Management?

The firm is named after Roger Budd, but no biographical details or investment credentials have been publicly disclosed. He may manage personal or family capital.

Is Roger Budd Investment Management registered with the SEC?

A search of SEC IARD/Form ADV filings does not show a registration for Roger Budd Investment Management, LLC. The firm may operate below reporting thresholds or be exempt.

What investment strategies does Roger Budd Investment Management pursue?

No strategy information has been published. The firm does not have a website, media coverage, or filings that describe its investment approach.

Does Roger Budd Investment Management manage capital for external clients?

It is unclear if the firm manages money for third parties. Without a Form ADV or public profile, it may serve only the founder's family office or personal accounts.

Where are the offices of Roger Budd Investment Management located?

No office address or headquarters location has been identified in any public record.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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