# ROSE SMART GROWTH INVESTMENT ADVISORS

ROSE SMART GROWTH INVESTMENT ADVISORS is an Asset Manager based in United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** United States
- **Region:** North America
- **Assets under management:** Undisclosed
- **LinkedIn:** https://www.linkedin.com/company/jonathan-rose-companies

## Regulatory record

- **CRD number:** 161271
- **SEC file number:** 801-73867
- **Registration status:** Registered
- **Reports private funds:** Yes
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/161271

## About

ROSE SMART GROWTH INVESTMENT ADVISORS, LLC is an SEC-registered investment adviser in NEW YORK, NY, registered since 2012. The firm manages approximately $2.0 billion in regulatory assets. It has 50 employees and 50 investment advisers.

## Questions

### Who runs investment decisions at ROSE SMART GROWTH INVESTMENT ADVISORS?

The firm has not publicly identified its founder, chief investment officer, or any investment committee members. No individual names have appeared in regulatory filings, press reports, or voluntary public disclosures. The investment decision-making structure cannot be determined from available public records.

### Is ROSE SMART GROWTH INVESTMENT ADVISORS registered with the SEC?

Yes. The firm is organized as a limited liability company and is registered with the US Securities and Exchange Commission as an investment advisor. This registration subjects it to a fiduciary standard, recordkeeping requirements, and periodic regulatory examination, though its public disclosures are minimal.

### Does ROSE SMART GROWTH INVESTMENT ADVISORS manage outside capital?

Yes, the firm serves external advisory clients, as evidenced by its SEC registration. However, the number of clients and total assets under management are not publicly reported, making it impossible to determine the scale or composition of its client base from public records.

### How does ROSE SMART GROWTH INVESTMENT ADVISORS source investment ideas?

No sourcing methodology has been publicly described by the firm. Whether the investment process relies on quantitative screening, thematic research, networks of industry contacts, or a combination of methods remains unknown. This lack of transparency is the most defining operational characteristic of the firm.

## Related profiles

- [Rose Grove Capital Management](https://altss.com/profile/rose-grove-capital-management-llc)
- [RossJohnson & Associates](https://altss.com/profile/rossjohnson-and-associates)

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Last updated: 2026-06-03T20:00:00.000Z

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