# Roth Asset Management

Roth Asset Management is a Bank / Wealth / Trust based in Lake Oswego, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Lake Oswego, United States
- **Region:** North America
- **Address:** Lake Oswego, OR, United States
- **Founded:** 1984
- **Assets under management:** Undisclosed

## Regulatory record

- **Reports private funds:** No

## About

Roth Asset Management, founded in 1992 in Newport Beach, CA, serves growth companies and their investors. The firm's full-service platform includes capital raising, equity research, macroeconomics, sales and trading, technical insights, derivatives strategies, M&A advisory, and corporate access. Roth Asset Management focuses on industries such as Business Services, Consumer, Healthcare, Industrial Growth, Resources, Sustainability, and Technology & Media.

## Questions

### How is Roth Asset Management related to Roth Capital Partners?

Roth Asset Management is part of the same broader financial services network that includes Roth Capital Partners, a boutique investment bank and broker-dealer. The two entities share common ownership roots but serve distinct functions: Roth Capital Partners focuses on investment banking, equity research, and institutional brokerage, while Roth Asset Management handles investment advisory and wealth management services for private clients. This separation allows the asset management team to operate under the fiduciary standards typical of a trust-affiliated advisor, independent of the broker-dealer's transactional conflicts.

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Last updated: 2026-06-03T20:00:00.000Z

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